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5 Apr 2011, 12:12 pm by Securites Lawprof
The SEC announced that Wells Fargo Securities LLC agreed to settle charges that Wachovia Capital Markets LLC engaged in misconduct in the sale of two collateralized debt obligations (CDOs) tied to the performance of residential mortgage-backed securities as the U.S.... [read post]
17 Aug 2022, 7:02 am by Jon Shazar - Dealbreaker
The post Wells Fargo To Limit The Number Of Mortgages It Can Screw Up, Get In Trouble For appeared first on Above the Law. [read post]
28 Apr 2009, 11:04 am
Brown said that case didn't involve the securities at issue in the lawsuit he filed Thursday.Brown's lawsuit names Wells Fargo Investments, Wells Fargo Brokerage Services and Wells Fargo Institutional Services as defendants. [read post]
7 May 2014, 10:55 pm by Judy Wolf
  Wells Fargo to  answer questions on foreclosure manual The country’s biggest mortgage servicer, Wells Fargo, recently lost its fight to keeps its procedure manual for its mortgage foreclosure lawyers out of a federal court in New York. [read post]
25 Aug 2008, 1:52 pm
Unlike many of its larger competitors, Wells Fargo has survived the turmoil in the markets relatively well. [read post]
14 Dec 2021, 9:00 am by The White Law Group
  The regulator censured and fined Wells Fargo Advisors Financial Network $100,000; and censured and fined Wells Fargo Clearing Services $550,000 plus $2.083 million in restitution. [read post]
15 May 2015, 10:58 am by Robert Van De Veire
  Harper worked in Wells Fargo’s Topeka, Kansas branch office from 1997 through 2013 according to his BrokerCheck Report. [read post]
23 Feb 2020, 2:42 pm by Rebecca Salamacha
The House Financial Service Committee plans to hold hearings over Wells Fargo in March. [read post]
25 Feb 2022, 8:15 am by Dan Bressler
“Wendy Williams hires ex-husband Kevin Hunter’s lawyer after Wells Fargo freezes account” — “Wendy Williams is using her ex-husband Kevin Hunter’s legal team to fight Wells Fargo over her frozen bank account amid ongoing health issues. [read post]
16 Jan 2009, 2:41 am
Now Wells Fargo has apparently decided to punish brokers and staff who left Wells Fargo to go to Wachovia.Wells Fargo got the opportunity to smack its former employees when it purchased Wachovia. [read post]
3 Jan 2019, 11:33 am by ccollins
Before Wells Fargo, Schmidt was registered with Stifel, Nicolaus, & Co. [read post]
3 Sep 2019, 1:49 pm by schlangerlaw
In 2018, our client entered into a variable rate mortgage agreement with the Wells Fargo Bank, N.A. in order to purchase a residential home. [read post]
21 Jul 2014, 2:45 pm by Patti Spencer
Thank you Gary Beyer for your post entitled "Wells Fargo Terminated as Trustee. [read post]