Search for: "National Securities Clearing Corporation"
Results 3201 - 3220
of 3,677
Sort by Relevance
|
Sort by Date
11 Jun 2010, 10:56 am
This is a clear indication that essential safety lessons are not being communicated within the industry, and often not even within a single corporation or facility. [read post]
11 Jun 2010, 5:08 am
Monitor Use in Prosecution Agreements: DOJ Adds to Morford Memo Guidance On May 25th, the DOJ's Acting Deputy Attorney General, Gary Grindler, sent around this memo requesting that federal prosecutors to be more clear on what help they can offer companies having issues with corporate monitors assigned to them under federal prosecution agreements. [read post]
7 Jun 2010, 11:54 am
The Charles Schwab Corp. is testing it, according to the Investment News story, and National Financial Services LLC, a clearing unit of Fidelity Investments, plans to have it operating by 2011. [read post]
7 Jun 2010, 8:03 am
We are allowing deep cuts into the fabric of this nation that are unlikely to heal for 50 years or more. [read post]
7 Jun 2010, 2:47 am
At least we have securities laws, though, in too many cases unenforced securities laws, governing deceitful corporate conduct towards investors. [read post]
1 Jun 2010, 5:10 am
The words “bid” and “purchase” price have a clear meaning and are not in any way confusing. [read post]
29 May 2010, 3:57 am
I have heard from the corporates, seen the proceedings and perceived the things and often feel that the majority in a Company is being troubled by minority and at times the minority is not able to get their rights effectively safeguarded despite establishing a clear case of oppression and mismanagement in the Company. [read post]
27 May 2010, 6:03 am
Broadway Bank made real estate loans to Antoin “Tony” Rezko, the chief of Rezmar Corporation. [read post]
25 May 2010, 7:21 pm
It is not clear if enforcement pertaining to violation of corporate governance norms has been initiated yet against any company under Section 23E. [read post]
25 May 2010, 4:32 pm
Investment contracts raise additional questions under corporate/partnership, tax and securities laws. [read post]
25 May 2010, 12:36 pm
” One may take this at face value, or conclude that Israel fears that such a challenge would require the WTO to finally interpret the national security exception, an ambiguous provision that deserves careful interpretation in a less politically-volatile context. [read post]
25 May 2010, 3:00 am
Now, if we are going to give more tax breaks to corporations in an extender bill, somebody has to pay. [read post]
24 May 2010, 11:21 am
(Boston, MA) Boston Poker Events Corporation (Medford, MA) Boston Tea Party Chapter Of The National Society Of The Daughters Of The American Revolution, Inc. [read post]
24 May 2010, 2:14 am
More Deepwater Horizon Securities Litigation: As I have previously noted, the Deepwater Horizon disaster has already produced significant corporate and securities litigation, including the BP shareholders derivative suit (about which refer here) and the Transocean securities class action lawsuit (refer here). [read post]
21 May 2010, 3:12 pm
While international corporations are proper subjects for the criminal law, she claims, problems with the extra-territorial application of domestic law should lead us to include corporations under the jurisdiction of the ICC. [read post]
21 May 2010, 2:21 pm
The outcome could be extremely positive from both an environmental and national security view. [read post]
21 May 2010, 4:38 am
Section 409The legislation raises the asset threshold above which investment advisers must register with the SEC from the $25,000,000 set in 1996 by the National Securities Markets Improvement Act to $100,000,000. [read post]
18 May 2010, 12:15 am
But are biohackers a threat to national security? [read post]
13 May 2010, 1:40 pm
The JASON was first owned by Union Barge Line Corporation and was in operation from 1940 to 1959. [read post]
12 May 2010, 1:39 pm
We are proud to have support from a growing and unprecedented coalition of business, national security, faith, and environmental communities, who are energized to work hard to pass this bill this year. [read post]
