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2 Apr 2018, 4:03 pm
It is the CEO who is charged with day-to-day management responsibility and, as history tells us, those in the organization will, in fact, “follow the leader. [read post]
26 Dec 2014, 7:58 pm
The same securities laws apply to real estate crowdfunding as to crowndfunding campaigns with a goal of investing into technology startups. [read post]
23 Oct 2009, 10:16 am
If you are a Medical Capital investor and wish to discuss filing an individual arbitration claim with FINRA or have questions about your investment losses in Medical Capital notes, please contact us by leaving a message in the Comment Box below or via the Contact Us form. [read post]
26 Aug 2015, 12:31 pm
As officials assert the legitimacy of using secretive trade negotiations to decide a wide range of Internet policies, multinational corporations have been more than thrilled to take advantage of this opaque process to get their wish list of policies through the backdoor. [read post]
20 Sep 2018, 6:02 am
The most common signs of these frauds are evident from the beginning - that's when you have the greatest chance of identifying them.Inflated investment returnsGuaranteed investment returnsTax-free investment returnsVagueness about the actual investmentsOverly simplified investment documentation - or none at allLack of true expertise or history in sophisticated investingPennsylvania & New Jersey Securities Fraud AttorneysIf you or someone you know has been… [read post]
8 Aug 2017, 9:30 pm
Lin’s paper is published in the Journal of Corporate Law Studies. [read post]
13 Sep 2009, 2:36 am
I counted the term "inexperienced" or "lack of experience" being used 25 times in the report and that count excludes several other similar phrases. [read post]
19 Aug 2021, 5:03 pm
The Court noted, as we have done previously, shareholders in non-public, closely held corporations are especially vulnerable to acts of shareholder oppression, because they are likely to have a heavy personal investment in the corporation and cannot easily sell their stock and leave the company. [read post]
11 Apr 2012, 6:56 pm
Los Angeles - Taiwanese smartphone manufacturer HTC has recently signed a patent licensing deal with Intertrust Technologies Corporation that will give it rights to use the company's patents for digital rights management. [read post]
25 Feb 2011, 1:32 pm
The roadmap offered by this report will guide all of us -- investors and business alike -- as we incorporate climate risk into our due diligence and our overall investment strategy. [read post]
15 Sep 2011, 9:57 am
By using his information to trade on Brinks securities, Doyle netted $88,555, according to the SEC. [read post]
13 Sep 2023, 2:06 pm
While the US Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), the California Department of Corporations (DOC), and even prosecutors can investigate your allegations against a brokerage firm or investment adviser, if you want to maximize your chances for a full financial recovery, your best bet is to retain the services of a respected San Francisco securities law firm that knows how to fight for you. [read post]
17 Apr 2013, 5:58 am
These distribution and use rules would be moved to IRC Section 4975(f)(7), which currently provides rules for distributions relating to S corporation stock held in an ESOP maintained by a S corporation. [read post]
30 Sep 2011, 5:00 am
Preview workshop powerpoints here: nasconet.org nyuwagner: Useful data on nonprofit sector and US economy ow.ly/6IzBk via Independent Sector gaylegifford: How often does your board meet? [read post]
6 May 2011, 10:00 am
Kleese, BSK Enterprises, LLC, and Rosand Enterprises, Inc. following SEC administrative proceedings and a 2009 Arizona Corporation Commission cease and desist order. [read post]
11 Oct 2012, 5:40 pm
Susan Mangiero, CFA, certified Financial Risk Manager and Accredited Investment Fiduciary Analyst and senior ERISA attorney Lawrence K. [read post]
28 Feb 2012, 6:07 am
” New investment is flowing to collecting and analyzing Big Data and supporting a range of mobile devices. [read post]
4 Aug 2011, 10:35 am
In late 2012, the SEC plans to submit a report to Congress on the use of compensation consultants and the effects of such use. [read post]
14 Oct 2009, 10:00 am
Dinas Distribution Corporation plans to invest $3.8 million to acquire and renovate an approximately 32,000-square-foot facility in Jamaica. [read post]
22 Mar 2007, 2:41 pm
That Wasserstein, who sold his investment bank, Wasserstein Perella & Co., to Dresdner Bank in 2000 for $1.5 billion, has stayed close to the legal world makes us happy. [read post]
