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8 Aug 2008, 9:17 am
On the heels of Thursday’s huge auction-rate securities buybacks by Citigroup and Merrill Lynch, the WSJ’s Kara Scannell brings us the scoop on the SEC’s soon-to-be historic settlement with Citi. [read post]
27 Oct 2011, 10:23 am
In 2009, Judge Rakoff rejected a settlement between Bank of America and the SEC over the bank’s disclosures before its acquisition of Merrill Lynch. [read post]
28 Oct 2008, 12:14 pm
Indeed, it allowed Bear Stearns and Merrill Lynch to be acquired by J.P. [read post]
28 May 2015, 7:31 pm
With no clear precedents or protocols for managing the failures of such large and interconnected institutions like Lehman Brothers, Merrill Lynch, and Bear Stearns before the crisis, the U.S. government took was forced to take an ad hoc approach, pushing these major investment banks into mergers with or acquisitions by other, stronger private institutions. [read post]
23 Jan 2008, 9:24 am
Dinallo, who as a deputy in the attorney general’s office earned his stripes uncovering those damning Merrill Lynch emails that broke open the Wall Street research scandal, has spent the last four years in the private sector. [read post]
30 Apr 2010, 10:26 pm
Bank of America’s Merrill Lynch, Morgan Stanley Smith Barney LLC, and other investment banks are reportedly offering leading brokers up to 300% of the revenue they produced in the last 12 months. [read post]
22 Nov 2007, 8:50 pm
You don’t need to stand in line at 2AM at Best Buy to get one of these in-house counsel jobs: General Counsel - Latin America - Franklin Templeton, Miami, FL Counsel - Hyundai, Montgomery, AL Licensing and Corporate Counsel - Avid Technology, Daly City, CA Associate General Counsel - Carnival Cruise Lines, Miami, FL Staff Attorney - LG Electronics, San Diego, CA Compliance Manager - Confidential, New York, NY (Near Wall Street) Attorney - IT/Transactions - Confidential, NY, NY (Downtown)… [read post]
14 Jul 2009, 6:15 am
Read the whole case: Charles Merrill v Commissioner of Internal Revenue, T.C. [read post]
17 Nov 2009, 11:26 am
Almost 30 percent of the world's millionaires withdrew assets or left their wealth management firms last year, and 46 percent lost confidence in their advisers, based on a survey released in June by Capgemini SA and Merrill Lynch & Co. [read post]
20 Mar 2009, 10:20 am
UBS Financial Services, Merrill Lynch, and Citigroup are among the large investment firms that reached similar billion-dollar settlements with state regulators and the Securities and Exchange Commission. [read post]
14 Feb 2008, 1:26 am
• Forged Attorney-Opinion Letters Underlie Merrill Lynch Fraud Suit• Baker Botts Reports 19 Percent Profits Surge• Clear Channel Agrees to Pay $22 Million to Rhode Island Nightclub Fire Victims• Clemens Takes Lumps on Capitol… [read post]
24 Jun 2015, 10:16 am
At least 50 of the children are in a special unit at Baptist South Medical Center, according to hospital spokeswoman Merrill South. [read post]
9 Dec 2009, 2:16 am
Judge Rakoff's rejection of the proposed Bank of America settlement (regarding inadequate disclosures for provisions of bonus compensation to Merrill Lynch employees) because the settlement fined the company (and thus the shareholders) rather than the culpable individuals, may result in the SEC pursuing claims against individuals in other cases brought against publicly-traded companies. [read post]
23 Jun 2010, 2:12 pm
Magnetar also worked with most of Wall Street’s top banks in its deals, including Merrill Lynch, Lehman Brothers, Citigroup, UBS and JPMorgan Chase. [read post]
26 Jan 2016, 11:40 am
According to BrokerCheck, Lawrence was a registered representative of Merrill Lynch from 04/2003 – 06/2008, Oppenheimer & CO from 06/2008 – 07/2011, and Southwest Securities 08/2011 – 12/2013. [read post]
29 Jan 2008, 6:00 am
(See Merrill Lynch, Pierce, Fenner & Smith Inc. v. [read post]
5 Sep 2014, 3:15 am
Powell gives a detailed account of the prosecution and imprisonment of individual executives of well-known firms such as Merrill Lynch based on creative new theories of criminal liability, following dubious prosecutorial conduct including the withholding of evidence favorable to the defense, so-called Brady violations. [read post]
25 Sep 2015, 1:42 am
Jason Merrill, executive chef at Worthy Burger, said the Vermont Department of Health approached the restaurant’s leadership team last week and asked them to consider changing some of their food vendors out of precaution. [read post]
8 Nov 2015, 5:40 pm
., footnote 182 (citing Merrill Lynch, Pierce Fenner & Smith, Inc. v. [read post]
14 May 2009, 6:13 am
Massachusetts employment lawyer Attorney Jack Merrill provides legal services to employees, employers and businesses throughout the Boston metro west and Worcester County region including Ashland, Dedham, Framingham, Franklin, Hopkinton, Maynard, Marlborough, Milford, Natick, Needham, Newton, Shrewsbury, Sudbury, Waltham, and Worcester, Massachusetts. [read post]
