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20 Mar 2019, 10:00 am
We’ve also done some rebranding around the financial services firm which has been renamed as Palante Wealth Advisors, and then we’ve done some logo on that. [read post]
20 Mar 2019, 2:00 am
“The financial services, industrial and manufacturing, consumer services, government and nonprofit, and retail and hospitality sectors showed particularly high levels of concern in this area, with more than two-thirds of respondents in each industry signaling this as one of their top five risks. [read post]
19 Mar 2019, 11:18 am
Here is a partial list of some of the investment advisers involved in this case: AXA Advisors BOK Financial Securities Americas Investment Deutsche Bank Securities First National Capital Markets Raymond James Financial Services Advisors Investor Advisory Services Kepstra Advisory Services LPL Financial Coastal Investment Advisers Robert W. [read post]
18 Mar 2019, 1:45 pm
R Street does not discriminate on the basis of age, sex, race, creed, color, national origin, sexual orientation, era of military service, gender identity, relationship structure or anything else that’s illegal, immoral or stupid to use as a basis for hiring. [read post]
18 Mar 2019, 7:20 am
On February 19, 2019, the United States District Court for the Southern District of Ohio granted a consent judgment against John Gregory Schmidt, a former Wells Fargo Advisors Financial Network (FINET) advisor. [read post]
17 Mar 2019, 9:10 pm
During the same period, similar legislation took the initial steps toward deregulating the financial services industry. [read post]
15 Mar 2019, 2:52 pm
If you are a victim of fraud or are a Financial Advisor with a prospective regulatory issue, please contact Lax & Neville LLP today at (212) 696-1999 to schedule a consultation. [read post]
15 Mar 2019, 9:00 am
A Trustee can delegate investment and management functions of the trust by employing attorneys, accountants, agents, and financial advisors. [read post]
15 Mar 2019, 8:19 am
Impacted organizations, their leaders and advisors will want to adjust accordingly. [read post]
15 Mar 2019, 2:00 am
The post Getting Beyond the ‘Charity Model’: Tips for Recruiting Employees with Disabilities appeared first on HR Daily Advisor. [read post]
15 Mar 2019, 2:00 am
The post Getting Beyond the ‘Charity Model’: Tips for Recruiting Employees with Disabilities appeared first on HR Daily Advisor. [read post]
14 Mar 2019, 7:29 am
Employee benefit plan sponsors, fiduciaries, administrators and advisors should review and update their benefit and compensation plan designs and testing in response to the just released tables of covered compensation under § 401(l)(5)(E) of the Internal Revenue Code and related regulations for the 2019 plan year in new Revenue Ruling 2019-06. [read post]
12 Mar 2019, 9:06 pm
In addition to the three pending nominees, the Trump White House has not nominated either a chief financial officer or Under Secretary of Agriculture for Food, Nutrition and Consumer Services. [read post]
12 Mar 2019, 9:16 am
R Street does not discriminate on the basis of age, sex, race, creed, color, national origin, sexual orientation, era of military service, gender identity, relationship structure or anything else that’s illegal, immoral or stupid to use as a basis for hiring. [read post]
12 Mar 2019, 2:00 am
You shouldn’t simply give lip service to your antiharassment policies. [read post]
12 Mar 2019, 2:00 am
You shouldn’t simply give lip service to your antiharassment policies. [read post]
11 Mar 2019, 1:42 pm
Bol Mel was described as having served as the chairman of the South Sudan Chamber of Commerce and a principal financial advisor to South Sudanese President Salva Kiir while his company was allegedly receiving preferential treatment from high-level officials. [read post]
11 Mar 2019, 10:51 am
Gregory Derwart was named chief operating officer of Maller Wealth Advisors, a full-service financial planning and investment management company. [read post]
10 Mar 2019, 8:45 am
Background Allegis Investment Services is a broker-dealer investment company and its affiliate Allegis Investment Advisors is a registered investment advisor company (collectively, “Allegis”). [read post]
The DOJ Announces Largest Elder Fraud Sweep After Reports of Increasing Elder Financial Exploitation
8 Mar 2019, 1:54 pm
Additionally, older individuals lose their life savings, investments or retirement money from unscrupulous brokers or financial advisors. [read post]
