Search for: "DIVISION OF RISK MANAGEMENT"
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27 Oct 2014, 3:30 am
Since then, there’s been a multitude of trial and appellate decisions in that and several related lawsuits between Ferolito and the other co-founder and 50% shareholder, Domenick Vultaggio, all of which eventually were consolidated for trial starting last May before Nassau County Commercial Division Justice Timothy S. [read post]
26 Oct 2014, 7:08 pm
Two SEC divisions jointly published a new Q&A with guidance on proxy voting responsibilities for investment advisers and proxy advisory firms. [read post]
24 Oct 2014, 10:47 am
Many participants recognized the value of information sharing to share not only information about known risks (as currently occurs via the NH-ISAC), but also enable a critical new mindset: systems thinking. [read post]
24 Oct 2014, 6:24 am
You can head over to the Florida Division of Emergency Management website to create a personalized plan for emergencies. [read post]
22 Oct 2014, 4:13 am
He was responsible for the maintenance and fueling of a fleet of 1,250 vehicles, managing a $10 million budget and supervising five employees.Powell said he relied on a computer, a mouse, a "10-key" tool for budgeting and keeping track of expenditures in his division and a calculator to get his job done.He testified that he regularly spent 80% to 85% of his time on his computer while at work, spending at least five hours a day hunched over his terminal.Boscoe doesn't… [read post]
20 Oct 2014, 8:17 am
Such a visit may involve a “risk assessment” to better understand the adviser’s firm, but it also may entail a more “focused” review involving “comprehensive, risk-based examinations of one or more higher-risk areas, which could include, among others, the compliance program, portfolio management, or safety of client assets. [read post]
19 Oct 2014, 2:05 am
The Law Society should take note of its membership’s views regarding a preferred supplier of case and practice management software. [read post]
17 Oct 2014, 10:12 am
The Commission of Financial Institutions for the Commonwealth of Puerto Rico (“OCFI”) ordered UBS Financial Services Inc. of Puerto Rico (“UBS”), a division of UBS Wealth Management Americas, to pay $5,200,000 in fines and restitution in an October 9, 2014 enforcement action. [read post]
15 Oct 2014, 6:13 am
Perpetrators also must confront private and state civil suits seeking treble damages and risk other collateral consequences for their crimes. [read post]
9 Oct 2014, 7:00 am
Authorize our law practice management divisions to do it. [read post]
7 Oct 2014, 7:21 pm
The decision of the NLRB is FedEx Home Delivery, a division of FedEx Ground Package Systems, Inc., and the Kansas Supreme Court decision is Craig v FedEx Ground Package System, Inc. [read post]
7 Oct 2014, 8:07 am
Former Manager and Partner in charge of the Business Consulting Division of a local accounting firm (Aquino, De Cordova, & Alfaro). [read post]
6 Oct 2014, 8:40 am
In conclusion, considering the uncertainty surrounding the proposed SECs rules and the increased risks of a failed Rule 506(c) offering, fund managers should carefully consider whether engaging in an offering involving general solicitation and advertising is really worth it. [read post]
4 Oct 2014, 12:09 pm
His advocacy of a connection between asbestos and extrapulmonary cancers, his claim that all asbestos varieties were equivalent in potency for causing mesothelioma, and his risk assessments of total attributable asbestos risks are just some examples of where Selikoff outran his scientific headlights. [read post]
30 Sep 2014, 4:46 pm
Both are instrumental expressions of legislative (or administrative will), unlike common law and equity that represents a complex interaction between judicially managed norms and the social norms within which they are embedded. [read post]
29 Sep 2014, 1:26 pm
To minimize this risk, an operating agreement should contain an integration provision limiting any modification of the agreement. [read post]
29 Sep 2014, 1:16 pm
This risk exists no matter who the LNPA is. [read post]
29 Sep 2014, 8:40 am
Or they could be equally divisive local issues, such as questions about controversial developments, local property taxes, and so on.) [read post]
27 Sep 2014, 4:52 pm
In extending the protections of General Municipal Law § 207-c to Nassau County probation officers, the Senate observed, today's probation officers find themselves performing many of the functions performed by their counterparts in the police and corrections services and, like other police and peace officers, probation officers are exposed on a daily basis to the risks and dangers involved in managing an increasingly violent criminal population. [read post]
25 Sep 2014, 4:31 pm
Although the APA found that the project would necessarily eliminate some commercial timber harvesting activities on the resource management lands, it rationally determined that the development and implementation of a forest management plan as required by the permit for the Large Eastern Great Camp lots would “lead to a healthy working forest. [read post]
