Search for: "American Investment Exchange, LLC"
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29 May 2018, 3:42 am
Each member invested $700,000 initially. [read post]
2 Jun 2022, 10:08 am
The recruiters allegedly set up companies known as management service organizations (MSOs) to make payments to referring physicians that were disguised as investment returns but were actually based on, and offered in exchange for, the physicians’ referrals. [read post]
3 Jul 2020, 6:09 am
Chia, Soundboard Governance LLC, on Thursday, July 2, 2020 Tags: Boards of Directors, Engagement, Institutional Investors, Shareholder meetings, Shareholder voting, Virtual meetings Some Thoughts for Boards of Directors in 2020: A Mid-Year Update Posted by Martin Lipton, Steven A. [read post]
9 Sep 2010, 1:13 am
SEC Judge Finds Investment Bank GC Was Not Negligent in Supervising Rogue Broker The National Law Journal The former general counsel of investment bank Ferris, Baker Watts appears to be off the hook after a Securities and Exchange Commission administrative law judge ruled Wednesday that he did not fail to reasonably supervise a rogue broker. [read post]
16 Feb 2009, 2:01 am
And finally, why isn’t the American Homebuyer on the list? [read post]
13 Jan 2013, 6:14 am
In support of the argument Already produced statements from potential investors claiming that they would not invest in Already until the Nike trade mark was invalidated. [read post]
28 Jun 2017, 3:00 am
Shaw Laminar Portfolios, LLC (“D.E. [read post]
23 Dec 2009, 12:47 am
Merc Exchange ruling. [read post]
3 Jun 2022, 6:49 am
Following the meeting, He pledged support for the sector and plans for internet companies to pursue overseas listings, though “significant issues remain” in reaching a deal with the U.S. given the Securities and Exchange Commission’s concerns about the auditing compliance of Chinese companies listed on U.S. stock exchanges. [read post]
23 Apr 2009, 4:20 am
Securities and Exchange Commission, the principal laws that protect investors and preserve business integrity are (i) the Securities Act of 1933, (ii) the Securities Act of 1934, (iii) the Trust Indenture Act of 1939, (iv) the Investment Company Act of 1940, (v) the Investment Advisers Act of 1940, and (vi) the Sarbanes-Oxley Act of 2002. [read post]
4 May 2009, 11:00 pm
Zurich American Ins. [read post]
3 Nov 2022, 11:00 pm
4131/1962, which generally provides that an investor who is not a Brazilian resident may freely invest in any financial instrument or security available to an investor who is a Brazilian resident, establishing a regulatory environment to allow for such investment. [read post]
1 Apr 2017, 2:52 pm
See Robles vs Domino’s Pizza, LLC, U.S. [read post]
11 Jul 2013, 10:31 am
The charging documents indicate that various developers in the scheme, including but not limited to CONGLETON, operating through Triple R Enterprises, LLC; HERNDON, operating through Herndon & Herndon Enterprises, LLC; HALL, operating through Dwayne T. [read post]
13 Apr 2020, 4:19 pm
Notably, the increase in frequency of Exchange Act securities class actions since 2018 has coincided with the end of the longest running bull market in U.S. history.[12][13] As a result, more fervent shareholder recovery efforts can be expected as the fiduciary duties of institutional investment managers are tested and global investors in the U.S. capital markets seek nontraditional equity investment returns. [read post]
12 Feb 2018, 3:02 pm
Witness this awkward exchange: Senator Warren: “In 2017, companies raised more than $4 billion in ICOs. [read post]
1 Sep 2009, 1:24 am
Federal Judge Agrees AIG Failed to Prove Breach of Trust by Greenberg
New York Lawyer
A federal judge has agreed with a jury's advisory verdict that a private investment firm headed by former American International Group Chairman and CEO Maurice "Hank" Greenberg did not commit a breach of trust against the insurance giant. [read post]
18 Aug 2011, 5:00 am
Farmers Insurance Exchange, 63 Cal. [read post]
5 Jul 2016, 4:00 am
He got her email address to send her the picture and subsequently engaged in a risqué exchange of emails. [read post]
3 Sep 2009, 1:24 am
Bryant, who worked at Sullivan & Cromwell early in his career, is now the CEO of Invest Toronto, a quasi-governmental agency. [read post]
