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10 Jul 2017, 6:52 am by Elizabeth Dalziel
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
5 Jul 2017, 7:00 am by Sara Josselyn
The author would like to thank Jamie Parker, Summer Student, for his assistance in preparing this legal update. [read post]
29 Jun 2017, 7:06 am by Elizabeth Dalziel
Section 203(b)(7) of the Advisers Act provides that investment advisers who only advise SBICs are exempt from registration. [read post]
28 Jun 2017, 2:02 pm by Matthew Kahn
” Exhibit B (Form NSD-4) provides information about the terms and conditions of the agreement between the foreign principal and agent. [read post]
9 Mar 2017, 6:00 am by Patricia Klusmeyer
Parker MacIntyre provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
8 Mar 2017, 11:28 am by Christine Corcos
In honor of International Women's Day, a list of some films that feature female lawyers and judges.A la folie, pas du tout (2002). [read post]
8 Mar 2017, 11:28 am
In honor of International Women's Day, a list of some films that feature female lawyers and judges.A la folie, pas du tout (2002). [read post]
13 Feb 2017, 8:52 am
Contents include: Harry Badera, Tribute to Walt Parker Mead Treadwell, Support and Opposition: An Informal History of the Law of the Sea Convention in the United States and Alaska, Including a Tribute to Walter B. [read post]
8 Feb 2017, 3:26 pm
`[B]efore she could do anything,’ the guard `snatched her up and . . . took her out of the building. [read post]