Search for: "Capital One Financial Corporation" Results 321 - 340 of 5,977
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
17 Nov 2014, 10:11 am by Alexander J. Davie
Due Diligence The venture capital investor will perform an investigation of the company’s financial and legal affairs and history, known as a “due diligence” investigation. [read post]
9 Jun 2009, 8:15 am
Set forth below are some of the more contentious issues: Should there be one or more than one systemic risk regulators? [read post]
28 Nov 2017, 6:38 am by Adam Gana
Falcon has spent 20 years in the securities industry and has been registered with Aegis Capital Corporation in Florida since 2013. [read post]
17 Jun 2014, 9:30 pm by Natalie Punchak
He points to the Financial Sector Assessment Program (FSAP)—in which the World Bank brought together a team of specialists to diagnose problems within the financial system—to illustrate that the ability of teams to capitalize synergistically on individual expertise fades over time. [read post]
26 Mar 2010, 1:21 pm by James Hamilton
Senate Financial Reform Legislation Provides for Say on Pay and Independent Compensation CommitteesThe Senate Banking Committee has reported out financial reform legislation that would enhance corporate governance and mandate increased transparency of executive compensation. [read post]
15 Aug 2013, 12:48 pm by James Hamilton
Third, the largest financial holding companies would be restructured so that every one of their corporate entities is subject to a speedy bankruptcy process.Former FDIC Chair Bair. [read post]
28 Sep 2022, 1:25 pm by Matthew Dochnal
A non-stock corporation is a type of corporation formed without having any capital stock. [read post]
6 Jul 2015, 10:56 am by Lawrence B. Ebert
The overview of the casePlaintiffs Intellectual Ventures I LLC and IntellectualVentures II LLC (collectively, “Intellectual Ventures ”)asserted infringement of claims of three patents againstdefendants Capital One Bank (USA), NA, Capital OneFinancial Corporation, and Capital One, NA (collectively,“Capital One”) . [read post]
18 Apr 2023, 1:51 pm by Steve Bainbridge
Start with the perfectly plausible assumptions that investors value disclosure and that corporations desire to minimize their cost of capital. [read post]
23 Oct 2020, 8:39 am
To the extent of interlinkages (e.g., in one manifestation here) between academic and bureaucratic elites this may prove useful to both and certainly contribute to their hold on status as the political or at least normative vanguard under whose leadership corporate regulation will change. [read post]
31 Mar 2008, 7:11 am
  I, for one, do not believe that the US capital markets are becoming less competitive. [read post]
16 Jan 2024, 5:00 am by Sherica Celine
Financial Institution Regulations State Law Comparison Tool Access this tool for federal/state-specific guidance and the ability to compare state laws for banking and non-banking financial institutions in the areas of licensing, capital requirements, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority. [read post]
8 Apr 2024, 10:00 pm by Sherica Celine
PRACTICAL GUIDANCE CUSTOMER EMAIL EDITION ON THE WEB Experience results today with practical guidance, legal research, and data-driven insights—all in one place. [read post]
27 May 2024, 10:00 pm by Sherica Celine
PRACTICAL GUIDANCE CUSTOMER EMAIL EDITION ON THE WEB Experience results today with practical guidance, legal research, and data-driven insights—all in one place. [read post]
18 Feb 2020, 6:24 am
The global financial crisis gave rise to competing narratives about shareholders and their engagement in corporate governance. [read post]