Search for: "Citigroup Global Markets Inc."
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22 Dec 2010, 9:40 am
Global-Tech Appliances v. [read post]
11 Dec 2010, 5:00 am
Zedillo currently serves as a director of Citigroup, Inc. and Alcoa Inc. and served as the President of Mexico from 1994 to 2000. [read post]
15 Nov 2010, 12:57 am
I am pleased to reproduce below the latest guest post submission. [read post]
11 Nov 2010, 5:27 pm
A federal bankruptcy judge has approved a settlement involving Citigroup Global Markets Inc. agreeing to repay $95.5 million to clients who sustained auction-rate securities related-losses. [read post]
13 Oct 2010, 1:12 pm
” Citigroup Global Markets, Inc. v. [read post]
7 Oct 2010, 11:30 am
Hohauser, Esq., Citigroup Global Markets, Inc., New York, New York. [read post]
18 Aug 2010, 10:39 am
Citigroup Global Markets, Inc., et al, FINRA Dispute Resolution Arbitration Number 09-02697. [read post]
13 Jul 2010, 11:35 am
Inc. [read post]
1 Jun 2010, 5:02 am
On May 26, 2010, FINRA announced “that it has imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
28 May 2010, 9:20 pm
According to the Financial Industry Regulatory Authority, Citigroup Global Markets Inc. has consented to pay $1.5 million in disgorgement and fines for failing to properly supervise broker Mark Singer and his handling of trust funds belonging to two cemeteries. [read post]
27 May 2010, 5:08 am
WASHINGTON andmdash; The Financial Industry Regulatory Authority (FINRA) announced today that it has imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
26 May 2010, 1:14 pm
FINRA imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
3 May 2010, 1:37 pm
Smith Barney Div. of Citigroup Global Markets, Inc. v. [read post]
16 Apr 2010, 8:52 am
Previously, she was general counsel for the global consumer group at Citigroup Inc., Those were fun times at Citi. [read post]
6 Apr 2010, 12:56 pm
In its first enforcement action involving a broker-dealer stock borrow program, the Financial Industry Regulatory Authority (FINRA) announced today that it has fined Citigroup Global Markets, Inc. $650,000 for disclosure and supervisory violations relating to the operation of its Direct... [read post]
1 Mar 2010, 7:11 pm
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: http://duncanbucknell.com/subscribe/ Highlights this week included: Chairman Leahy announces ‘tentative agreement in principle’ on Patent Reform Bill (Patent Docs) (IP Watch) (Patently-O) (IAM) CAFC reverses ITC finding of non-infringement of design patent: Crocs, Inc v ITC (Inventive Step) (ITC Law Blog) (Class 99) (IP Frontline) Global Global… [read post]
1 Mar 2010, 7:11 pm
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: http://duncanbucknell.com/subscribe/ Highlights this week included: Chairman Leahy announces ‘tentative agreement in principle’ on Patent Reform Bill (Patent Docs) (IP Watch) (Patently-O) (IAM) CAFC reverses ITC finding of non-infringement of design patent: Crocs, Inc v ITC (Inventive Step) (ITC Law Blog) (Class 99) (IP Frontline) Global Global… [read post]
9 Feb 2010, 10:53 am
., a case brought by a group of former WorldCom, Inc. shareholders against Salomon Smith Barney & Co (Citigroup Global Markets, Inc.) and its financial analyst Jack Grubman. [read post]
19 Jan 2010, 5:00 am
In Citigroup Global Markets Inc. v. [read post]
18 Jan 2010, 1:02 pm
Two months ago we reported that Citigroup Global Markets, Inc. had asked a New York court to dismiss a $72 million lawsuit filed against it by KV Pharmaceutical Co. [read post]
