Search for: "D&A Equities, LLC"
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21 Jan 2014, 8:38 am
SBA OHA’s decision in Battalion, LLC, SBA No. [read post]
2 Sep 2011, 11:23 am
TIP: If the entity involved is an LLC that wishes to make grants of equity interests in the LLC, because LLC equity grants are not treated as incentive stock options (unless the LLC has checked the box to be taxed as a corporation and met the other requirements), you will want to file a notice with the DFI. [read post]
24 Mar 2018, 7:35 am
Stone Equities, LLC, 16CV6457SJFAKT, 2018 WL 1114682 (E.D.N.Y. [read post]
12 Feb 2021, 5:57 am
SEC Adopts Revised Investment Adviser Marketing Rule Posted by Jessica Forbes, Stacey Song, and Joanna D. [read post]
26 Jan 2012, 8:33 am
The findings also stated that the firm issued equity research reports that failed to comply with NASD Rule 2711(h) disclosure requirements. [read post]
24 May 2010, 5:26 am
Malkin II and Malkin V each had a single $500,000 investment in two different private equity ventures. [read post]
1 Jun 2022, 1:44 pm
To learn more about our recent claims please see: FINRA Lawsuit filed against Emerson Equity LLC involving $2.5 Million in GWG Bonds To learn more about our investigation of Hospitality Investors Trust, please see: Hospitality Investors Trust Inc. [read post]
22 Feb 2021, 4:11 am
In Epstein v Cantor, decided last December by Brooklyn Supreme Court Justice Larry D. [read post]
28 Oct 2010, 9:14 am
EPE Holdings LLC, C.A. [read post]
1 Nov 2020, 5:08 am
” 750 ILCS 505(a)(2)(C) Our other option is “Gross Income” minus “the individualized tax amount calculated pursuant to subparagraph D” Let’s see what paragraph D says. [read post]
27 Oct 2014, 7:00 am
AIC, Inc., Community Bankers Securities, LLC, Nicholas D. [read post]
9 Jul 2021, 7:07 am
Elizabeth Warren (D-Mass) and Bernie Sanders (I-Vt) to replace the five-member Public Company Accounting Oversight Board, SEC Chair Gary Gensler has begun this process by removing William Duhnke from the Board and designating current Board member Duane DesParte as Acting Chairperson. [read post]
23 Jul 2015, 9:11 am
Chancellor is using prediction of law and rules of equity—other aspects of equity don’t come into play. [read post]
3 Apr 2012, 1:03 am
Supreme Court’s March 26, 2012 issuance of its unanimous opinion in the Credit Suisse Securities (USA) LLC v. [read post]
25 Apr 2022, 12:20 pm
Jump Operations, LLC v. [read post]
30 Aug 2013, 5:56 am
From May 2005 until April 2007, Turo was associated with Innovation Capital, LLC. [read post]
18 Dec 2015, 9:34 am
See Chan Zuckerberg Initiative,] Ellis Carter: LLCs as Philanthropic Vehicles: http://bit.ly/1Qr7BUe Devin D. [read post]
18 Aug 2011, 8:16 pm
The lynchpin for all equitable estoppel is equity. [read post]
12 Oct 2011, 8:31 am
Supp. 2d 383, 407 (D. [read post]
16 Sep 2022, 6:30 am
Securities and Exchange Commission, on Friday, September 9, 2022 Tags: Bitcoin, Cryptocurrency, Financial regulation, Financial technology, Howey test, SEC, Securities regulation, Stablecoins Proposed Additional Amendments to Form PF Posted by Jessica Forbes, Philip Heimowitz, and Mark Highman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, September 10, 2022 Tags: Cryptocurrency, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds,… [read post]
