Search for: "E*Trade Securities LLC"
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5 Aug 2017, 11:50 am
Code § 16.035(b), (e). [read post]
4 Aug 2017, 7:59 am
E*Trade Securities LLC provides security-underwriting and brokerage services. [read post]
1 Aug 2017, 8:11 am
E*Trade Securities LLC provides security-underwriting and brokerage services. [read post]
30 Jul 2017, 1:17 pm
Preparing tax returns for farmers and ranchers requires specialized knowledge of tax rules and provisions that apply only to those in the business of farming. [read post]
30 Jul 2017, 1:17 pm
Preparing tax returns for farmers and ranchers requires specialized knowledge of tax rules and provisions that apply only to those in the business of farming. [read post]
29 Jul 2017, 9:56 am
" SortiumUSA, LLC v. [read post]
21 Jul 2017, 6:04 am
Friedman-Boyce and Brian E. [read post]
20 Jun 2017, 12:41 pm
Last year brought two of the top 50 SEC settlements, including one in an action against CR Intrinsic Investors, LLC arising out of claims of alleged insider trading. [read post]
26 May 2017, 6:33 am
Parker and Kaitlin E. [read post]
12 May 2017, 6:21 am
Marcus and Sara E. [read post]
21 Apr 2017, 5:00 am
Prior to the third party derivative suit’s commencement, Aztec Oil and Aztec Energy, LLC brought an action against Fisher, Sonfield, Mychal Jefferson (“Jefferson”), Livingston, and International Fluid Dynamics, LLC (“IFD”), a company Fisher owned, alleging violations of federal securities law, breach of fiduciary duty, fraud, aiding and abetting fraud, aiding and abetting breach of fiduciary duty, conspiracy, legal malpractice, and violations… [read post]
3 Apr 2017, 8:20 am
E-Lionheart would contact issuers expressing interest in buying their securities, which, if purchased, were resold almost immediately after the stock was cleared for trading. [read post]
10 Mar 2017, 3:50 pm
The promissory note at issue was written on the letterhead of “Atherton LLC, a land development company” and listed Atherton, LLC as “borrower” and Bronic Knarr as “lender. [read post]
10 Mar 2017, 3:50 pm
The promissory note at issue was written on the letterhead of “Atherton LLC, a land development company” and listed Atherton, LLC as “borrower” and Bronic Knarr as “lender. [read post]
2 Mar 2017, 11:33 am
See In re Global Energies, LLC, 763 F.3d 1341, 1350 (11th Cir. 2014). [read post]
27 Jan 2017, 6:08 am
Dyson, K&L Gates LLP, on Saturday, January 21, 2017 Tags: Algorithmic trading, Broker-dealers, BSA/AML, Disclosure, Due diligence, Financial institutions, FINRA, High-frequency trading, Investor protection, Money laundering, Private enforcement, Reporting regulation, Risk management, Securities enforcement Top 10 Topics for Directors in 2017 Posted by Kerry E. [read post]
20 Jan 2017, 6:13 am
Posted by Joseph E. [read post]
15 Jan 2017, 4:30 am
Competition Bureau drops probe into Apple's iPhone deals with carriers https://t.co/vGQkQgC5FR -> Now BMI takes on the US Radio industry https://t.co/mTGDXra2cE -> Online databases dropping like flies, with >10k falling to ransomware groups https://t.co/VEo9oS5jnw -> Ontario Court of Appeal confirms $80,000 lonline ibel judgment against Ezra Levant https://t.co/j6Ofb3Hkj6 -> US warns of 'imminent' cyberattack threat on electrical grid https://t.co/mNHxdLHmkS -> U.S.… [read post]
6 Jan 2017, 1:00 am
Shah, Pearl Meyer & Partners, LLC, on Tuesday, January 3, 2017 Tags: Boards of Directors, Compensation committees, Corporate culture, Engagement, Executive Compensation, Executive turnover, Incentives, Management, Pay for performance, Say on pay, Succession Controlling Stockholder M&A Does Not Automatically Trigger Entire Fairness Review Posted by Daniel E. [read post]
26 Dec 2016, 4:30 am
2016 - it's been another frantic copyright year - and buzz words and themes for the twelve months included 'the value gap' between the content industries and the technology giants, linking, that 'new public', fair use, 'transformative' art, and the ongoing reform of copyright laws - in Europe, and in particular reforms to the Digital Millennium Copyright Act in the USA. [read post]
