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17 Jun 2020, 2:10 pm
1. [read post]
16 Jul 2016, 1:48 pm
Although he had engaged in culpable conduct, the employer in worker compensation proceedings does not have ordinary negligence defenses, such as contributory negligence or assumption of risk. [read post]
14 Oct 2011, 2:00 am
SCOPE OF RULE 127B According to the proposing release, for the prohibition under proposed Rule 127B to apply the relevant transaction must involve (1) covered persons, (2) covered products, (3) a covered timeframe, (4) covered conflicts and (5) a “material conflict of interest. [read post]
30 Jul 2010, 10:44 am
— (1) INITIAL REVIEW AND ADJUSTMENT. [read post]
18 Dec 2018, 6:42 am
To address concerns that market participants were using confidential information of customers, counterparties and M&A targets to trade for their own benefit, Congress gave the CFTC new authorities in Section 6(c)(1) that are modeled on the SEC’s authority in SEC Rule 10b-5. [read post]
21 Jul 2015, 3:28 pm
From the opinion, by Judge Frank Easterbrook (some paragraph breaks added): Blagojevich now asks us to hold that the evidence is insufficient to convict him on any count. [read post]
31 Aug 2007, 11:08 am
Anne Klimowicz, a 5-page, 2-1 an opinion on rehearing, Chief Judge Baker writes:We grant the petition for rehearing filed by appellant-defendant Mari O. [read post]
30 Nov 2020, 7:44 pm
It will run from 1 to 5 p.m., Eastern Time. [read post]
31 Aug 2010, 4:39 am
The initial listing criteria for market value is between $5 and $15 million, whereas the continued listing standard is $1 million. [read post]
30 Mar 2011, 5:00 am
Dodd-Frank defined a “private fund” as being “issuer that would be an investment company as defined in Section 3 of the Investment Company Act, but for section 3(c)(1) and section 3(c)(7) of that Act. [read post]
17 Sep 2014, 8:07 am
"5. [read post]
23 Jul 2017, 6:19 pm
Although there is no particular statute that directly states that we are entitled to search warrants and affidavits, CPL 240.20 does have a catchall provision that should be cited, and there is case law support. [read post]
29 Oct 2020, 4:00 am
(The Alberta rule also prohibits lying by omission, see: R 7.2-2[1]). [read post]
25 Feb 2019, 7:15 pm
And yet consider those criticisms in light of what one now understands as the theoretical model under which this referendum was structured.1. [read post]
21 Jun 2019, 7:40 am
The following table summarizes the minimum net capital requirements applicable to nonbank SBSDs:Type of RegistrantRuleTentative Net Capital(Net capital before haircuts)Net CapitalFixed-DollarFinancial RatioStand-alone SBSD (not using internal models)18a-1N/A$20 million2% margin factorStand-alone SBSD (using internal models)118a-1$100 million$20 million2% margin factorBroker-dealer SBSD(not using internal models)15c3-1N/A$20 million2% margin factor + Rule 15c3-1… [read post]
27 Aug 2014, 3:22 pm
Lahiri at about 5 PM. for Ms. [read post]
5 Aug 2010, 12:36 pm
Bankruptcy News in Brief[By: Randall Reese netDockets.com |In: Bankruptcy]5. [read post]
27 Nov 2006, 1:51 pm
Always has been.He's 5-foot-8 and 200 pounds.... [read post]
12 Jul 2012, 7:30 am
This Lawsuit and Petitioner’s Claims Petitioner was arrested on October 5, 2004, and charged with eight counts: three counts of aggravated assault [read post]
26 Jun 2012, 7:45 am
Example 3: Ellen and Frank want to divorce. [read post]
