Search for: "In Re Securities and Exchange Commission"
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28 Feb 2023, 6:06 am
“Big Law Firms Back Covington in SEC Fight Over Client Data” — “A total of 83 US law firms are backing Covington & Burling in its fight with the Securities and Exchange Commission over client data. [read post]
23 Feb 2023, 9:05 pm
In a forthcoming article in the William & Mary Business Law Review, Jerry Markham, a professor at Florida International University College of Law, argued that the Securities and Exchange Commission (SEC) may have exceeded its authority by bringing enforcement actions against celebrities who received undisclosed payments for endorsing cryptocurrency companies. [read post]
22 Feb 2023, 4:00 am
In In re Ensign Peak Advisor, Inc. [read post]
21 Feb 2023, 8:24 am
Chase P.A. where he works on securities and regulatory matters and helps investors recover losses. [read post]
20 Feb 2023, 9:01 pm
Securities and Exchange Commission (“SEC”) issued a proposed rule to prohibit material conflicts of interest in the sale of asset-backed securities (“ABS”). [read post]
20 Feb 2023, 6:11 am
” “Although Miller was General Counsel to FTX US, not Alameda Research or Emergent Fidelity Technologies Ltd., he listed himself as the contact person on the Securities and Exchange Commission filing for this Robinhood stock purchase. [read post]
17 Feb 2023, 1:27 pm
Federal Deposit Insurance Corp. 22-714Issues: (1) Whether Securities and Exchange Commission v. [read post]
17 Feb 2023, 3:00 am
They’re Trying to Topple Trump. [read post]
16 Feb 2023, 9:05 pm
Securities and Exchange Commission (SEC) proposed changes to its implementation of the Privacy Act. [read post]
15 Feb 2023, 4:26 am
The Biden administration is discussing a possible prisoner exchange with Iran in a bid to secure the release of American citizens detained in the country. [read post]
14 Feb 2023, 10:24 am
In addition to local police, The Department of Justice, and Federal Bureau of Investigation, the Securities and Exchange Commission, Internal Revenue Service, U.S. [read post]
13 Feb 2023, 7:54 am
By Guest Blogger Tyler Ochoa [Eric’s note: Prof. [read post]
13 Feb 2023, 7:28 am
”Panelist David Olivencia, CEO of Angeles Investors, recalled an exchange with a prospective angel investor who did not qualify as an accredited investor. [read post]
13 Feb 2023, 5:59 am
[xiv] The DOJ’s private equity healthcare antitrust concerns have also been echoed by the Federal Trade Commission (“FTC”). [read post]
9 Feb 2023, 9:05 pm
Securities and Exchange Commission (SEC) proposed a rule that would prohibit the agency’s employees from investing in funds that concentrate investments “in entities directly regulated” by the SEC. [read post]
8 Feb 2023, 7:49 am
Securities and Exchange Commission (SEC). [read post]
8 Feb 2023, 6:11 am
Securities and Exchange Commission. [read post]
7 Feb 2023, 9:05 pm
Securities and Exchange Commission (SEC) has been on a transparency rampage – proposing extensive new disclosure obligations on public companies, activist investors, private funds, and (maybe soon) so-called “unicorn” startups. [read post]
6 Feb 2023, 9:01 pm
In addition, the staff of the Securities and Exchange Commission has recently made written requests to some public companies regarding their disclosure of risk oversight. [read post]
6 Feb 2023, 1:37 pm
Securities and Exchange Commission (SEC) in implementing Section 404. [read post]
