Search for: "International Securities Exchange"
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7 May 2012, 1:13 pm
Nonetheless, the Department of Justice and the Securities and Exchange Commission may be investigating whether or not Walmart engaged in bribery in Mexico, after certain disclosures the company made to the SEC and an April 21, 2012 article in the New York Times: Vast Mexican Bribery Case Hushed Up by Wal-Mart after Top-Level Struggle. [read post]
21 Jul 2021, 9:37 am
As we argued before, the only way to create lasting and effective international norms in cyberspace is to enforce red lines when they are crossed. [read post]
10 Mar 2013, 6:46 pm
A primary drafter of the Bolivian Social Security pension privatization law, Ms. [read post]
12 May 2022, 6:34 am
Securities and Exchange Commission. [read post]
12 May 2022, 6:34 am
Securities and Exchange Commission. [read post]
3 Nov 2011, 9:29 am
Securities and Exchange Commission on occasion provides disclosure guidance on topics of interest to the business and investment communities. [read post]
3 Mar 2011, 6:45 am
Under that regulation, a security is so tradable if it is traded: --on a national securities exchange that is registered under section 6 of the Securities Exchange Act of 1934(prong 1); or --on a foreign national securities exchange that is officially recognized, sanctioned or supervised by a governmental authority, if the security is deemed by the Security Exchange Commission (the "SEC") as having a… [read post]
19 Jun 2011, 8:39 pm
On Sunday, dozens of irate Bitcoin users pledged to stop using the exchange, arguing that the site’s administrators lacked the technical sophistication to build a secure and reliable currency exchange. [read post]
26 Nov 2017, 10:33 am
On December 11-12, 2017, the CyberLaw Program, International Cyber Security Research Center at Hebrew University and the Cyber, Law and Policy Center at Haifa University will hold a conference on "Cyber Challenges to International Human Rights," in Jerusalem and Haifa. [read post]
1 Apr 2013, 6:21 am
This article seeks to address the increase in global securities enforcement activity and concludes that continued cooperation and coordination in enforcement activities will be required to seamlessly address the desire to strengthen global regulatory initiatives aimed at harmonizing and centralizing international securities regulation to create safer, more fundamentally sound financial markets for investors. [read post]
26 Nov 2013, 9:00 am
Brockmeyer, the Securities Exchange Commission’s chief of the Foreign Corruption Practices Act (FCPA) unit, and Charles E. [read post]
31 Mar 2019, 9:56 am
Traders and stockbrokers want to know what exchanges earn from market data; there is clamour for securities and exchange regulatory authorities to regulate market data pricing and in the US, the Securities and Exchange Commission (US-SEC) recently (October 2018) rejected increase in the price of market data. [read post]
1 Aug 2012, 8:52 am
Permitting the Internal Revenue Service to share information with the SEC that it obtains from returns, audits, and examinations related to municipal securities offerings, particularly in instances of suspected securities fraud. [read post]
12 Mar 2015, 5:37 am
The Obama administration (as part of the P5+1) negotiates a non-binding agreement in which Iran agrees to curb its nuclear weapons development program for a specified period of time in exchange for the lifting of U.N. sanctions (and probably in exchange for the lifting of U.S. sanctions that exceed what the U.N. requires). [read post]
State Department: The U.S. National Space Policy, International Cooperation and the Pursuit of TCBMs
18 Oct 2010, 12:14 pm
Joint resolutions on space security, and the adoption of international norms or “codes of conduct” are also examples of TCBMs. [read post]
8 Sep 2020, 7:06 am
” As noted in the letter, sent September 1, the UN has expressed concerns regarding this law before and has exchanged several communications with Chinese officials about it. [read post]
23 Dec 2007, 7:40 am
The Securities and Exchange Commission has resources devoted to small business. [read post]
4 Mar 2013, 1:50 pm
Attorney’s Office, the Securities and Exchange Commission (“SEC”), and from Gupta himself; collecting and reviewing millions of documents leading to document productions of over 400,000 pages; and providing counsel to represent various of its officers and employees in depositions and at trial. [read post]
30 Aug 2013, 3:49 pm
After extensive internal analysis and consultation with industry, the Australian Securities and Investment Commission adopted market integrity rules on dark liquidity and high-frequency trading. [read post]
29 Jun 2016, 9:25 am
The Securities and Exchange Commission today announced that Paul Dudek, Chief of the Office of International Corporate Finance in the Division of Corporation Finance, is leaving the agency at the end of the month. [read post]
