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4 Jan 2023, 6:30 am
The European Securities and Markets Authority proposes to restrict ESG- and sustainability-related terms in the naming of funds, with an eye on the US and UK fund naming regimes. [read post]
4 Jan 2023, 6:30 am
The European Securities and Markets Authority proposes to restrict ESG- and sustainability-related terms in the naming of funds, with an eye on the US and UK fund naming regimes. [read post]
27 Nov 2017, 9:49 am
Securities Investigation appeared first on White Securities Law. [read post]
14 Dec 2018, 11:10 am
The post Cascade Ridge Capital Fund LP –Securities Investigation appeared first on White Securities Law. [read post]
4 Nov 2017, 9:50 am
Some of the Woodbridge entities or Woodbridge Funds include the following: WMF Management, LLC Woodbridge Group of Companies, LLC Woodbridge Mortgage Investment Fund 1, LLC Woodbridge Mortgage Investment Fund 2, LLC Woodbridge Mortgage Investment Fund 3, LLC Woodbridge Mortgage Investment Fund PA, LLC Woodbridge Group of Companies, LLC (DBA Woodbridge Wealth) Investors who have suffered losses may be able recover their losses through securities… [read post]
15 Aug 2007, 9:05 am
Securing first place in the fourth annual Hedge Fund Regatta, that’s what. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
12 Feb 2024, 10:00 pm
2023 was a watershed year for the private fund industry, not only because the US Securities and Exchange Commission (SEC) adopted a package of new regulations that will substantially alter the private fund landscape (subject to pending litigation), but also as a result of significant court decisions and other legislative developments. [read post]
20 Mar 2009, 10:51 am
The Securities and Exchange Commission is examining whether hedge funds allowed favored clients or employees to withdraw their money while freezing redemptions or liquidating funds for other clients, Commissioner Elisse B. [read post]
27 Feb 2012, 12:29 pm
A private fund adviser exemption was adopted, effective February 17, 2012, by administrative order of the Wisconsin securities Division. [read post]
19 Mar 2008, 4:29 am
More than 70 hedge funds — including those run by Blackstone Group and Goldman Sachs — are rushing into the melee to snap up distressed mortgages and securities from banks battered by the subprime meltdown, according to Bloomberg News. [read post]
30 Mar 2021, 9:39 am
According to a Letter of Acceptance Waiver and Consent posted by FINRA on March 29, 2021, the regulator has censured and fined Securities America $100,000 for supervisory violations in connection with the recommendations of an alternative mutual fund sponsored by LJM Funds Management. [read post]
21 Apr 2012, 5:00 am
Nine Cayman Islands hedge funds (the “Funds” or “Plaintiffs”) alleged fraud under §10(b) of the Securities Exchange Act, 15 U.S.C. [read post]
2 Jul 2020, 7:54 am
The post Hines Realty Income Fund LLC, Securities Investigation appeared first on The White Law Group. [read post]
13 May 2015, 7:34 pm
The Social Security Administration (SSA) operates two main programs and manages two funds for the respective program. [read post]
21 Nov 2011, 1:10 am
The bill temporarily solves USPTO’s funding problems through September 30, 2012 (end of fiscal year ‘012). [read post]
