Search for: "Stocking v. Ives" Results 321 - 340 of 646
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26 Aug 2014, 5:26 am by Adam Weinstein
Thereafter, Lard recommended that the client invest an additional $200,000 in IMH, $100,000 in ATEL 12, LLC (ATEL 12), $50,000 in ATEL Growth Capital Fund IV, LLC (ATEL Growth), $100,000 in Mountain V 2007-D Drilling Program, LP (Mountain V), $200,000 in DBSI 2007 Land Improvement & Development Fund (DBSI LID Fund), and $200,000 in preferred stock shares of Shale Royalties 7, Inc., (Shale Royalties 7). [read post]
14 Aug 2014, 5:00 am
On June 25, 2014, New York’s attorney general Eric Schneiderman filed civil fraud charges in the New York Supreme Court, County of New York, alleging that Barclay’s private stock trading platform favored high frequency traders. [read post]
30 Jul 2014, 10:32 am by Gustav L. Schmidt
    Blank Check Preferred Stock   Delaware The Delaware General Corporation Law (“DGCL”) permits, if authorized by the certificate of incorporation, the issuance of Blank Check Preferred Stock with preferences, limitations and relative rights determined by a corporation’s board of directors without stockholder approval. [read post]
30 Jul 2014, 4:44 am by Kevin LaCroix
Although there is some disagreement about the magnitude, it is generally agreed that dark pools trading now accounts for a significant percentage of U.S. stock trading volume. [read post]
24 Jul 2014, 3:00 am
The case in question is Comic Enterprises Ltd v Twentieth Century Fox Film Corporation [2014] EWHC 2286 (Ch), a Chancery Division, England and Wales, decision last week of Roger Wyand QC (Sitting as a Deputy High Court Judge). [read post]
9 Jul 2014, 1:15 pm by Charles (Chuck) Rubin
Last weekend I published the introduction to my partner, Rick Josepher’s, analysis of the new offshore enforcement environment in light of the new 2014 Offshore Voluntary Disclosure Procedures. [read post]
1 May 2014, 5:00 am by JB
  These New Deal decisions, in turn, were the result of “transformative appointments”—stocking the Court with allies of the New Deal, who would articulate the regime’s basic commitments in a series of key decisions like West Coast Hotel v. [read post]
16 Apr 2014, 5:33 am
The recommendations suggested by the Committee include: i) alterations to the fund's "glide path illustration;" ii) adoption of a standard methodology for designing these illustrations; iii) increased prospectus disclosures; iv) marketing materials requirements; and v) expanded fee disclosures. [read post]
20 Mar 2014, 11:17 am by admin
Expanding the Scope of Offenses Covered 

 Prior to this announcement, the Integrity Provisions only imposed certification requirements on bidders and their affiliates who were convicted of the following offenses3: (i) frauds against the government under the Criminal Code of Canada; (ii) offenses under the Financial Administration Act; (iii) payments of a contingency fee to a person to whom the Lobbying Act applies; (iv) money laundering; (v) criminal offenses under the… [read post]
10 Mar 2014, 7:35 am
(Pix (c) Larry Catá Backer 2014) I have been considering the issue of of labor cooperatives as a central element of the reform (though quite limited and preliminary) of the Cuban economic system. [read post]
9 Mar 2014, 5:22 pm by Jeff Foust
ULA defended its work as the only company currently in the Evolved Expendable Launch Vehicle (EELV) program, noting its commitment to mission success and its efforts to lower costs to the government through a block buy of Atlas V and Delta IV rocket cores. [read post]