Search for: "The Regulatory Review Staff" Results 321 - 340 of 3,917
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15 Dec 2011, 1:02 pm by WIMS
I asked my staff to check out this accusation, and let me tell you what they found. [read post]
28 Dec 2015, 8:16 am by John Jascob
Jason Howard, J.D.The SEC has voted to issue an advanced notice of proposed rulemaking addressing new requirements for transfer agents along with a concept release requesting public comment on the Commission’s broader review of transfer agent regulation.Exiting Commissioner Luis Aguilar commended Chair White, Commissioners Stein and Piwowar and the staff for addressing an issue that has been a concern of his for some time. [read post]
27 Jun 2023, 11:01 am by Coral Beach
This includes staff and resources in ORA’s Office of Regulatory Management Operations, Office of Information Systems Management, Office of Training, and Office of Communications and Project Management. [read post]
21 Apr 2020, 4:11 pm by tvasil
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
7 Apr 2010, 11:20 am by Stikeman Elliott LLP
The Committee received testimony from staff and members of the OSC and various stakeholders and ultimately recommended, among other things, that: In considering the OSC's response to the ABCP crisis, the Ministry of Finance review the scope of the OSC's public interest jurisdiction; The  province establish a dedicated capital markets crime unit to investigate and prosecute capital market misconduct; The government give priority to legislative amendments… [read post]
5 Sep 2022, 9:02 pm by Series of Essays
  The Regulatory Review invited ACUS staff and outside experts involved in developing these recommendations to share insights on the issues raised by these recommendations and their importance for improving administrative government. [read post]
26 Oct 2011, 9:59 am by James Hamilton
GAAP for federal and state legislative and regulatory purposes and contractual covenants.The framework suggested by the SEC staff envisions the gradual implementation of IFRS into the US financial reporting system, blending the existing onvergence and endorsement approaches into what the staff calls ``condorsement. [read post]
1 Feb 2017, 6:00 am by Timothy Tobin and James Denvil
On January 23, 2017, fourteen months after hosting a workshop to review the multi-device, multi-platform digital landscape, the FTC issued a staff report on cross-device tracking. [read post]
27 Oct 2011, 9:24 am by N. Peter Rasmussen
"In July 28, 2008, FINRA’s Kansas City District Office received a document request from the Commission inspection staff. [read post]
11 May 2011, 4:50 am by Broc Romanek
Corp Fin's Revised "Completion of '34 Act Filing Review" Notice Corp Fin has posted a "Division Announcement" on its web page that states: Beginning May 9, 2011, the letter the Division staff will send to companies upon completion of the review of their Exchange Act filings will contain the following paragraph: "We have completed our review of your filing[s]. [read post]
2 Apr 2017, 9:30 pm by Stuart Shapiro
” Still, neither Bolten nor Shelanski explicitly mentioned the Congressional Review Act in their memos to agencies. [read post]
2 Apr 2017, 9:30 pm by Stuart Shapiro
” Still, neither Bolten nor Shelanski explicitly mentioned the Congressional Review Act in their memos to agencies. [read post]
12 Jan 2021, 9:03 pm by Hannah Leibson
” Once President-Elect Biden takes office, he may strategically use the Congressional Review Act to undo many regulations issued during the midnight period—an effort that will be made easier now that Democrats control Congress.The post A Primer on Midnight Regulations first appeared on The Regulatory Review. [read post]
17 Oct 2022, 1:39 pm by Lucy Ricca, Graham Ambrose
Their reasons range and include recognizing and retaining nonlawyer staff and raising capital to invest in technology or marketing. [read post]
3 Jan 2025, 9:05 pm by The Regulatory Review
The Regulatory Review is pleased to highlight its top Saturday Seminars of 2024 authored by members of The Review’s staff. [read post]
12 Jan 2024, 9:13 am by Shane McCall
SAP to Pay Over $220M to Resolve Foreign Bribery Investigations Improving government capacity is key for AI deployment, experts tell Congress Proposed FAR Amendment Addresses Procurement & Nonprocurement Procedures on Debarment, Suspension The post SmallGovCon Week in Review: January 8-12, 2024 first appeared on SmallGovCon - Government Contracts Law Blog. [read post]