Search for: "U.S. Commodity Futures Trading Commission"
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7 Jun 2019, 10:06 am
Tarbert as the new Chairman of the Commodity Futures Trading Commission (“CFTC”). [read post]
3 Oct 2022, 7:52 am
Commodities Futures Trading Commission asserted its jurisdiction over “virtual currencies. [read post]
19 Aug 2013, 6:28 am
In the aftermath of Hurricane Sandy, the Securities and Exchange Commission joined the Commodity Futures Trading Commission and the Financial Industry Regulatory Authority in issuing a joint staff advisory on business continuity and disaster recovery planning. [read post]
19 Aug 2013, 6:28 am
In the aftermath of Hurricane Sandy, the Securities and Exchange Commission joined the Commodity Futures Trading Commission and the Financial Industry Regulatory Authority in issuing a joint staff advisory on business continuity and disaster recovery planning. [read post]
23 Oct 2020, 3:00 am
Commodity Futures Trading Commission (CFTC) regarding its Customer Protection Fund (CPF). [read post]
3 Jan 2023, 10:08 am
CFTC Enforcement Actions Against Precious Metal Firms In September, 2022, the Commodity Futures Trading Commission announced an order resolving charges against Goldline, Inc. [read post]
28 Sep 2011, 10:11 am
The proposals were based on recommendations by an advisory committee to the SEC and the Commodity Futures Trading Commission. [read post]
23 Jun 2021, 11:54 am
House of Representatives passed emergency legislation to fund the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
10 Jul 2012, 10:43 am
Commodity Futures Trading Commission (“CFTC”) voted today on a number of key rules. [read post]
22 Jul 2020, 12:46 pm
Commodity Futures Trading Commission (CFTC) announced that it will award more than $1 million to two whistleblowers who voluntarily provided original information that led to a successful enforcement action by the CFTC. [read post]
23 May 2014, 1:55 pm
The Commodity Futures Trading Commission (CFTC) announced this week that the agency will make its first ever award to a whistleblower for a tip in relation to securities violations. [read post]
3 Nov 2021, 6:00 am
Commodity Futures Trading Commission (CFTC) Whistleblower Program released its annual report to Congress. [read post]
21 Nov 2013, 6:30 am
The coverage begins with the period from the late nineteenth century to the first congressional efforts at regulation in the 1930s and continues on to the present, with a full chapter on the legal and financial aspects of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.All the U.S. financial institutions involved with such regulation--the most prominent of which are the Securities and Exchange Commission created in 1934 and the Commodity… [read post]
15 Apr 2020, 6:50 am
Perhaps more importantly for those involved in commodities markets, the Commodity Futures Trading Commission (CFTC) filed an amicus curiae, or “friend of the court,” brief in the Second Circuit case supporting the traders (Prime International Trading LTD., et al. v. [read post]
8 Mar 2022, 12:51 pm
Through a press release, the Commodity Futures Trading Commission (CFTC) announced the filing of an enforcement action against five individuals and five companies with misappropriation and violations of registration in connection with a scheme involving foreign currency exchanges (“forex”.) [read post]
27 Nov 2023, 11:35 am
The historic settlement resolves investigations by multiple government agencies, including the Department of Justice (DOJ) and Commodity Futures Trading Commission (CFTC), and the underlying violations are covered under multiple U.S. whistleblower award programs. [read post]
22 Oct 2021, 2:24 pm
Commodity Futures Trading Commission (CFTC) announced a whistleblower award of nearly $200 million. [read post]
10 Dec 2011, 7:54 pm
According to the Commodity Futures Trading Commission, the whereabouts of $1.2M in MF Global Inc. customer funds are still unknown. [read post]
8 Nov 2019, 8:39 am
The post The Future of Exchange-Traded Notes (ETNs) appeared first on The White Law Group. [read post]
31 Jan 2024, 7:04 am
The Commodity Futures Trading Commission (CFTC) experienced record-breaking numbers in FY 2023, both in the number of whistleblower tips received and in the number of digital asset enforcement cases initiated. [read post]
