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14 Apr 2014, 3:22 pm
A 58-year-old production manager was seriously injured in the blast. [read post]
31 Aug 2019, 12:35 pm
The company has yet to file financials with the Securities & Exchange Commission. [read post]
31 Aug 2019, 12:49 pm
The company has yet to file financials with the Securities & Exchange Commission. [read post]
23 Jun 2015, 10:28 am
Prior to that I had worked for a lot of the major brands as a Chief Development Officer, VP Marketing, Senior VP of Marketing for a couple of international companies, owned my own management company. [read post]
5 Jul 2009, 6:20 pm
One company executive testified that the company categorically classified all store managers as exempt executives regardless of how they spent their workdays. [read post]
5 Nov 2013, 5:14 am
The role of in-house counsel is a balancing act that needs to be actively managed to ensure success: In-house counsel are playing an increasingly critical role within private and public companies. [read post]
25 Aug 2012, 12:49 pm
According to the complaint, in early September 2009, two employees at Help at Home’s office, complained to the branch manager that the regional director sexually harassed them. [read post]
30 Mar 2022, 12:09 pm
The whistleblower is former ModMed Vice President of product management Amanda Long. [read post]
23 Jan 2019, 9:31 am
The post How Do I Open a Bank Account for a Delaware Company? [read post]
9 Mar 2016, 1:33 pm
The event is intended to help Chief Compliance Officers (CCOs) and other senior personnel at investment companies and investment advisory firms to enhance their compliance programs for the protection of investors.The SEC’s Office of Compliance Inspections and Examinations (OCIE), Division of Investment Management, and the Asset Management Unit of the Division of Enforcement jointly sponsor the compliance outreach program. [read post]
12 Jul 2013, 11:05 am
In Mersino Management Co. v. [read post]
27 Apr 2023, 6:33 am
Owners should inquire of their Condominium Associations or management companies to confirm that appropriate and timely measures are being undertaken to achieve compliance with these new mandatory responsibilities. [read post]
5 Dec 2017, 9:15 am
If the conduct persists, contact management, and if management fails to take steps to remedy the situation, consult with a New York sexual harassment attorney to discuss your options. [read post]
6 Apr 2011, 8:33 pm
The fraud schemes range from petty theft by lower-level employees, all the way up to management cooking up stellar financial statements to dupe investors and lenders. [read post]
5 Jun 2012, 8:59 am
I was very surprised to see a piece of media that talked about a company whose PPC account I managed 2-3 years ago. [read post]
20 Sep 2022, 12:14 pm
LPL acquired Waddell & Reed’s wealth management business for $300 million in April 2021. [read post]
10 Jun 2010, 11:05 am
In response, risk management and insurance companies have begun to develop measures to address these concerns, from evaluating and underwriting nanorisks to taking risk management ideas to the nanotechnology community. [read post]
8 Mar 2012, 1:31 pm
In other words, with regulation of management companies, as recommended by DORA, associations and owners will likely see an increase in management fees to pass along the cost of licensure. [read post]
9 Feb 2022, 8:16 am
The Securities and Exchange Commission today voted to propose rules related to cybersecurity risk management for registered investment advisers, and registered investment companies and business development companies (funds), as well as amendments to…Read the Full Press ReleaseHave a securities law question? [read post]
27 Jun 2014, 5:00 am
This includes consideration of “personal and business relationships” between directors and management. [read post]
