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9 Dec 2017, 4:42 am
Merrill begins her call for support, “I was shocked to see a painting that depicts a young girl in a sexually suggestive pose. [read post]
17 May 2010, 7:46 pm
District Judge Jed Rakoff, in the hopes of avoiding another dramatic confrontation with the judge over the bank's handling of the Merrill Lynch & Co. takeover. [read post]
4 Jul 2007, 6:25 am
Plaintiff also filed a putative class action against Merrill Lynch, and the district court consolidated the three cases for discovery purposes. [read post]
23 Apr 2010, 2:41 am
The Countrywide and Schwab settlements, taken together with the $475 Merrill Lynch settlement, represent over $1.2 billion. [read post]
11 Mar 2009, 6:08 am
My commentary on the Merrill Lynch settlement can be found here.) [read post]
10 Dec 2013, 7:47 pm
Merrill Lynch, Case No. 05-CV-6583 (N.D. [read post]
26 Feb 2010, 1:58 am
The short list of subprime-related lawsuit settlements is dominated by the massive Merrill Lynch related settlements, in which Merrill settled the subprime-related securities lawsuit for $475 million (refer here), its related bond action for $150 million (here), and the subprime-related ERISA class action for $75 million (here). [read post]
1 Jun 2022, 11:12 am
According to Valenzuela ‘s Brokercheck report, in March 2022, the customer reportedly dismissed the claims against Merrill Lynch after the firm apparently agreed to pay $90,000 in settlement. [read post]
1 Jun 2022, 11:12 am
According to Valenzuela ‘s Brokercheck report, in March 2022, the customer reportedly dismissed the claims against Merrill Lynch after the firm apparently agreed to pay $90,000 in settlement. [read post]
15 Nov 2011, 8:20 pm
Bank of America acquired Merrill Lynch in 2008. [read post]
28 May 2009, 5:28 am
Once, when I was visiting Merrill Lynch, a customer of another broker called asking for stock quotations [no Internet in those faroff days.] [read post]
31 Dec 2020, 7:08 am
(Bank of America, Merrill Lynch, ESG Part II: A Deeper Dive). [read post]
26 Aug 2012, 8:13 am
The court also suggested that it would not be wise to retry these defendants a third time.The opinion has a long and detailed explanation of how and why the withheld material was material to the defense - here are a few highlights, although the opinion details many more:- A Merrill Lynch employee had testified at trial that Merrill did not allow direct feeds from its squawk boxes to individuals outside the firm. [read post]
30 Dec 2022, 11:19 am
Perhaps the starkest example came in Merrill v. [read post]
12 Feb 2013, 4:13 am
Thanks Merrill!! [read post]
29 Aug 2009, 11:34 am
A retired securities lawyer and his wife have filed suit in the U. [read post]
31 Aug 2012, 4:08 am
... [read post]
28 Jul 2022, 4:10 am
[The major questions doctrine inverts the Chevron doctrine, is indeterminate, and, as a practical matter, will encourage courts to engage in something more akin to political punditry than law.] [read post]
16 Nov 2007, 10:01 am
On July 11, 2007, SNSFE securities associate attorney Ronald M. [read post]
28 Dec 2018, 7:16 am
In my private law practice, I frequently receive telephone calls from registered representatives who have an Employee Forgivable Loan (also known as a "Promissory Note" or "EFL") and are contemplating quitting or anticipate being fired from the employer broker-dealer. [read post]
