Search for: "DIVISION OF RISK MANAGEMENT"
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27 Jun 2014, 6:00 am
Our other major divisions are Investment Management, Trading and Markets and the Division of Economic and Risk Analysis. [read post]
25 Jun 2014, 9:09 am
David Higgs, a former Managing Director in the Investment Banking Division of Credit Suisse Group, was sentenced to time served in connection with a scheme to hide more than $100 million in losses in a mortgage-backed securities trading book at Credit Suisse. [read post]
16 Jun 2014, 1:27 am
This does not mean a compliance program can only be followed when feasible, but it may require compliance program flexibility to allow it to not only measure and assess risk but to adequately manage compliance risk. [read post]
15 Jun 2014, 7:00 am
Editor’s Note: The carnage in Syria is a nightmare for the country’s neighbors, saddling them with huge numbers of refugees, riling up public opinion, and creating a risk of terrorism. [read post]
10 Jun 2014, 1:13 pm
Q: “If conspiracies/cartels involving competitors are illegal, how do those [insert regulated industry / marketing board / supply management system of choice] get away with it? [read post]
10 Jun 2014, 7:30 am
Wedbush did not have the required pre-trade controls, failed to restrict trading access to people whom the firm preapproved and authorized, and did not conduct an adequate annual review of its market access risk management controls. [read post]
7 Jun 2014, 7:45 am
There is low risk that a significant number of students certified for TAP were not eligible for awards. [read post]
6 Jun 2014, 3:17 pm
Division of Public Health to investigate a gastrointestinal illness outbreak among patrons of a local restaurant. [read post]
6 Jun 2014, 2:56 pm
We are also actively working with restaurant management to resolve this as soon as possible,” said Health Director Beth Lovette. [read post]
5 Jun 2014, 5:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
5 Jun 2014, 5:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
3 Jun 2014, 7:58 pm
“It is vital that food service workers stay home if they are sick; otherwise, they risk contaminating food that many people will eat,” said Aron Hall, D.V.M., M.S.P.H., of CDC’s Division of Viral Diseases. [read post]
3 Jun 2014, 11:26 am
Proper enforcement of these laws not only helps animals but benefits people, too—for example, by protecting consumers from disreputable puppy mills and from mishandling of pets on airlines, reducing food safety risks associated with poor management at slaughter plants, reducing the risk of dangerous encounters with wild animals in exhibitions, and reducing the risk of bird flu transmission via cockfighting. [read post]
2 Jun 2014, 2:26 pm
On May 30, 2014, the Court of Appeal for the First Appellate District (Division 4) filed its order denying rehearing and granting the requests of real party in interest AT&T, Verizon, Remy Moose Manley and others to publish its April 30 opinion in San Francisco Beautiful, et al. v. [read post]
2 Jun 2014, 4:11 am
As senior management are required to exercise care, skill and diligence and act in the best interests of a company, they should identify the principal risks faced by a business and implement appropriate systems to manage such risk (including compliance programs). 2. [read post]
30 May 2014, 9:42 am
The attorneys who are active in Division 9 recognized the lack of a national publication and guide in this burgeoning area of practice. [read post]
30 May 2014, 9:42 am
The attorneys who are active in Division 9 recognized the lack of a national publication and guide in this burgeoning area of practice. [read post]
30 May 2014, 9:42 am
The attorneys who are active in Division 9 recognized the lack of a national publication and guide in this burgeoning area of practice. [read post]
30 May 2014, 9:42 am
The attorneys who are active in Division 9 recognized the lack of a national publication and guide in this burgeoning area of practice. [read post]
30 May 2014, 9:42 am
The attorneys who are active in Division 9 recognized the lack of a national publication and guide in this burgeoning area of practice. [read post]
