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25 Mar 2016, 6:26 am by Lori Ringhand and Paul Collins
Frankfurter also was a founding member of the American Civil Liberties Union and an avid supporter of Roosevelt’s New Deal agenda. [read post]
29 Oct 2021, 12:41 pm by Cari Rincker
Consider working with a credit union or a local bank, which will allow you to work directly with someone on your application. [read post]
4 Sep 2012, 10:10 am by Eugene Volokh
The bans on threats, from 1721 to the 1860s, were included alongside bans on bribery; given that offering to provide a financial benefit in exchange for a vote was forbidden, it makes sense that threatening to deny a financial benefit in exchange for a vote would have been forbidden as well. [read post]
27 Mar 2009, 4:35 pm
Every state in the union has a fraudulent transfer law. [read post]
11 Nov 2014, 9:15 am by Maureen Johnston
Securities and Exchange Commission 14-19Issue: Whether a court in a Securities and Exchange Commission civil enforcement action can order defendants to disgorge profits that were not attributable to their violations of the securities laws but were instead earned as a result of an intervening event unrelated to those violations. [read post]
7 Sep 2019, 4:08 am by Hon. Richard G. Kopf
This exchange between these three extraordinarily smart originalist judges delighted liberals. [read post]
5 Jan 2011, 6:59 am by Adam Thierer
So, what does the Securities and Exchange Commission (SEC) plan to do about this fine mess? [read post]
7 Dec 2022, 11:20 am by Matt Grimshaw
They earned the same amount of money and both hold assets outside of their union. [read post]
30 Apr 2009, 2:57 pm
  An additional approximately $8.5 billion is owed to the VEBA funds that were designed to cover the costs of unionized retiree health benefits. [read post]
1 Dec 2009, 9:54 pm
This exchange has not yet taken place. [read post]
9 Aug 2019, 3:05 am by Liz Dunshee
– Directors’ Fiduciary Duties – Reverse Splits: Appraisal Rights & Fair Value of Fractional Shares – Federal Income Tax Treatment of Splits & Reverse Splits – Federal Securities Law Compliance – Exchange Act Compliance – Stock Exchange Rules – 5 Key Takeaways 3. [read post]
17 Feb 2010, 9:02 pm by Gilles Cuniberti
Further letters were exchanged between Weiler and the plaintiff. [read post]
17 Dec 2020, 2:21 pm by Kevin LaCroix
The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
8 Feb 2018, 9:30 pm by Sarah Madigan
Securities and Exchange Commission (SEC) and the U.S. [read post]
10 Mar 2023, 8:17 am by Zak Gowen
Digital Transactions News – March 3, 2023 Payment processing firm Plaid is now supporting digital asset exchanges and investment platforms to meet the growing number of people using cryptocurrencies. [read post]
29 Oct 2010, 5:00 am by Doug Cornelius
EU Agrees to Stronger Hedge Fund Regulation in Compliance Avenue European Union finance ministers in Luxembourg reached unanimous agreement on a new set of rules regulating hedge funds in Europe. [read post]
8 Dec 2022, 7:08 am by Kevin LaCroix
  On November 23, 2022, the Mexican multi-media company filed a Form 6-K with the U.S Securities and Exchange Commission announcing the resolution, which noted that $21.5 million will be paid from the company itself, and the remaining balance paid from various D&O insurance policies. [read post]
26 Oct 2022, 7:29 am by Angelina Cameron
Read more: IRS Exchange Rates for Your Tax Return | Bright! [read post]
13 Apr 2012, 6:07 pm by James Hamilton
The European Securities and Markets Authority (ESMA) submitted a comment letter to the SEC expressing its view that the indemnification requirement undermines the key principle of trust underlying the exchange of information between the SEC and European Union regulators. [read post]