Search for: "Merril"
Results 3421 - 3440
of 5,198
Sorted by Relevance
|
Sort by Date
18 Apr 2012, 4:31 am
... [read post]
13 Apr 2017, 6:32 am
You hear about the FINRA regulatory settlement involving the employee who submitted personal charges for reimbursement except he claimed that some mystery man had misused his credit card but then sought reimbursement anyway but later paid all the charges including a first-class-flight ticket even though he testified that he was forced to buy that first-class ticket because a supervisor kept him late and he missed an earlier flight? [read post]
23 Mar 2012, 3:27 am
... [read post]
26 Jul 2022, 4:10 am
[A correct interpretation of the statute at issue—Section 111(d) of the Clean Air Act—does not give the EPA the authority to issue the sort of regulations at issue in the case.] [read post]
27 Jul 2022, 4:10 am
[The Court did not engage with the doctrine directly (as opposed to simply creating an exception to it). [read post]
19 Mar 2010, 10:29 am
A deadly accident in the Arlington area of Jacksonville, Florida apparently was caused by a driver who was earlier seen weaving through traffic, according to an article on Firstcoastnews.com. [read post]
17 Sep 2009, 2:49 am
As previously reported, here, on August 8, 2007, a jury convicted ex-Brocade CEO Greg Reyes for violating federal securities laws by failing to properly account for backdated options. [read post]
19 Mar 2008, 4:59 pm
In a note to investors, Wachovia Securities Analyst Doug Sipkin commented on the state of the leading Wall Street securities firms in light of the worsening global credit crisis. [read post]
12 Apr 2013, 5:32 am
Brokerage employees say firms' away account policies are illegal handcuffs... [read post]
28 Feb 2012, 9:33 am
Judge Posner of the Seventh Circuit produces more than his fair share of insightful analysis in his opinions. [read post]
12 Nov 2015, 6:36 am
We can debate the point endlessly: Whether customer information is or should be the property of the servicing stockbroker or of the brokerage firm -- and someone, perhaps a dim voice in the background, might even argue that the information is the customer's. [read post]
16 May 2018, 1:47 pm
Whatever it takes to cut costs. [read post]
10 Nov 2010, 8:26 am
Monday’s oral argument in Costco v. [read post]
2 Dec 2022, 9:43 am
Professor Tom Merrill makes a similar point. [read post]
8 Aug 2008, 4:46 am
Regulators will undoubtedly press Merrill for similar concessions. [read post]
6 Dec 2006, 6:45 pm
Merrill's focus is on research tool patents. [read post]
7 Jul 2022, 11:18 pm
Milligan and Merrill v. [read post]
14 Oct 2007, 8:14 am
" Merrill said. [read post]
9 Sep 2009, 2:52 am
It is not just their size that may set these Merrill Lynch settlements apart. [read post]
25 Mar 2013, 1:09 am
Just the same, among settlements of subprime and credit crisis-related securities class action lawsuits, this latest settlement is exceeded only by the massive $2.43 billion BofA/Merrill Lynch merger settlement, which is discussed in greater detail here. [read post]
