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12 Mar 2007, 4:24 am
The SEC could also then coordinate with bank regulators on the implementation of SOX, especially Section 404, as it applies to publicly traded banks subject tosimilar bank regulatory requirements.Further, in order to prevent the catastrophic loss of a major audit firm, the panel urges the SEC to work with Treasury to place the issue of developing a framework for support of multinational accounting firms on the agenda of the G-8. [read post]
25 Apr 2018, 7:14 am
Among other things the report notes that: all 27 members have risk based capital rules, liquidity coverage ratio regulations and capital conservation buffers in force; members have made progress in implementing the leverage ratio based on the existing (2014) exposure definition, which is now in force in most members; 24 members have issued draft or final rules for the net stable funding ratio and 19 members have issued a draft of the final revised securitisation framework; and… [read post]
19 Dec 2019, 6:39 am
The PRA’s letter covers the main themes highlighted in the body of the Working Group’s letter, being: AT1 and Tier 2 capital, bilateral margin requirements for non-cleared derivatives, rules related to resolution, and counterparty credit risk, market risk and interest rate risk in the banking book. [read post]
5 Apr 2010, 6:23 am
On the capital markets front, the bill significantly narrows federal preemption of state securities laws for Reg D offerings. [read post]
21 Jul 2022, 8:56 am
Firms’ management and boards should ensure that in relation to credit assessments equal focus is placed on the liquidity profile of their clients as on their capital strength. [read post]
2 Aug 2019, 10:05 am
Some of the other sessions I attended: · Opening session: The speaker was Shon Hopwood, an appellate lawyer and a professor at Georgetown who spent time in prison some years ago for bank robbery. [read post]
22 Sep 2008, 2:58 am
But any pretence that the agency could make at performing banking-style supervision of the capitalization of investment banks just met its Waterloo. [read post]
13 Jul 2020, 9:36 am
AMG Capital Mgmt., LLC, 910 F.3d 417 (9th Cir. 2018), cert. granted sub nom., AMG Capital Mgmt., LLC v. [read post]
2 Apr 2024, 9:05 pm
As natural disasters increase in frequency, a climate stress test could predict that the bank may struggle to meet its regulatory capital requirements. [read post]
8 Oct 2010, 9:36 am
At a time when the world's banking powers are in recovery mode, such changes have made the island state a hotspot for new investment. [read post]
10 Sep 2009, 2:26 am
(Amendment) (No. 2) Regulations 2009 The National Savings Bank (Investment Deposits) (Limits) (Amendment) Order 2009 The [...] [read post]
22 Nov 2011, 12:34 pm
To put securitisation into context as only one source of funding, it is worth reading this speech by Guy Debelle, the Reserve Bank’s Assistant Governor (Financial Markets). [read post]
13 Feb 2009, 12:00 pm
She is attempting to extent this concept to any organization that secures funding from the government, which in the case of banks includes recent capital injections used to bolster their balance sheets.As usual, she is talking out of both sides of her mouth. [read post]
15 Apr 2009, 8:43 am
The partners lost their capital shares. [read post]
7 Oct 2019, 9:09 am
“NY Judge Knocks Hedge Fund For Flimsy DQ Bid” — “A New York federal judge on Friday agreed to sanction hedge fund Weston Capital Advisors Inc. for an “objectively unreasonable” bid to get him to step away from overseeing a long-running fight over millions owed to an Indonesian bank. [read post]
27 Oct 2009, 6:43 am
Thornton of the Committee on Capital Markets Regulation, an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of the U.S. financial system, to the Chairmen and Members of the House Financial Services Committee and the Senate Banking, Housing and Urban Development Committee.) [read post]
27 May 2016, 7:09 pm
The results of the company-run stress tests provide the FDIC with forward-looking information used in bank supervision and will assist the agency in assessing the company’s risk profile and capital adequacy. [read post]
29 Jan 2018, 8:27 pm
Overview and Characteristics Senior debt, also known as bank debt financing, is the most senior tranche in a company’s capital structure. [read post]
7 Aug 2009, 7:27 pm
It will also create a national market for deposits--this is good, both in terms of ensuring the best deployment of capital nationwide--and in encouraging more competition. [read post]
6 Dec 2019, 7:10 am
The Commonwealth Bank of Australia added AUD 1bn to its capital buffer in May 2018. [read post]
