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17 Apr 2023, 9:52 am
FINRA Sanctions RBC Capital Markets for Unsuitable Short-term trading According to public documents this week, the Financial Industry Regulatory Authority (FINRA), the self-regulator that oversees brokers and brokerage firms, has censured and fined RBC Capital Markets LLC $300,000 for supervisory issues. [read post]
19 Aug 2021, 12:12 pm
The State Administration for Market Regulation (SAMR), China’s top market regulator, on Tuesday issued draft regulations for banning unfair competition on the internet and restricting the use of user data. [read post]
17 Nov 2010, 8:08 pm
NASP's members include factoring companies and others involved in the secondary market for structured settlement payment rights. [read post]
7 Jun 2011, 10:50 am
A client mentioned to me this week that things are a little slow, so he has more time to think about marketing. [read post]
17 Sep 2017, 10:15 am
No liberty is safe if we allow anyone to concentrate control over the public squares and open markets where we exchange views, ideas, information, and work. [read post]
10 Sep 2009, 9:44 pm
However, since then, barring some blips in the markets (such as owing to the dot-com bust earlier this decade and the global financial crisis more recently), the Indian primary capital markets have witnessed a boom in listings. [read post]
20 Mar 2009, 2:21 am
Lawyer Marketing March Madness Day 5Today's match-up: (6) Directory Listings vs. (11) BlogKeys to this lawyer marketing match-up:In today's lawyer marketing battle, directory listings square off against blogging.Directory listings, whether online or offline, can be a good source of new clients. [read post]
2 Jan 2013, 7:23 am
When it comes to marketing, sometimes it pays to be a little offbeat, even if it means marketing outside the box. [read post]
29 Oct 2013, 10:00 am
Together with determining market position and looking to increase market share, the brand truly is the heart of the marketing message. [read post]
27 Jan 2009, 2:53 pm
The settlement is the largest for claims of off-label marketing practice. [read post]
4 Jan 2010, 9:05 pm
I suppose it could be a market failure. [read post]
14 Dec 2011, 6:50 pm
The trick is to have a pen that speaks to your market. [read post]
29 Sep 2020, 11:20 am
Has COVID killed mid-market private company M&A? [read post]
9 Apr 2015, 9:01 am
Prior to law school, I worked mostly as a freelance contractor providing business development, marketing, and design services to various clients. [read post]
28 Dec 2011, 11:18 am
All Market Basket locations in Massachusetts as well as New Hampshire have issued a Voluntary Food Recall on 5 ounce cans of Market Basket White Albacore Tuna Fish in Water. [read post]
1 May 2020, 5:15 am
’” The normal notorious markets process is that the USTR doesn’t just make this up. [read post]
22 Feb 2015, 6:00 am
This has allowed market participants to cling to outdated notions about how the municipal securities market should operate. [read post]
19 May 2017, 6:40 am
CFTC works with EPA to ensure integrity in the RIN market since it has broad authority to prevent insider trading and other market manipulation in commodities markets and futures markets. [read post]
26 Feb 2015, 7:20 pm
The market reports are quiet. [read post]
30 Nov 2020, 8:45 am
Market structure, common ownership and coordinated manager compensation By: Neus, Werner; Stadler, Manfred; Unsorg, Maximiliane Abstract: We study oligopolistic competition in product markets where the firms' quantity decisions are delegated to managers. [read post]
