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24 Jan 2013, 4:05 am
This Kat's ire has been stirred [see eg earlier Katposts here, here and here] by the fact that, in the United Kingdom, the period allocated for consultation of interested parties has been no more than a few token days, often spanning a weekend or a public holiday, in which it is difficult for organisations representing traders, practitioners and consumers to ascertain a consensus and to formulate advice on what are often extraordinarily complex issues. [read post]
23 Jan 2013, 11:30 am by JA Hodnicki
Daniel Sokol Francesca Busetto (Universita degli Studi di Udine), Giulio Codognato (Universita degli Studi di Udine), and Sayantan Ghosal (Warwick) describe Noncooperative Oligopoly in Markets with a Continuum of Traders: A Limit Theorem. [read post]
22 Jan 2013, 7:16 am by Editorial Board
On January 16, Paul Milsom, a former trader at the investment management arm of Legal & General, and Graeme Shelley, a former broker at Novum Securities, appeared at Westminster Magistrates Court charged with insider dealing. [read post]
19 Jan 2013, 10:35 am by Shamnad Basheer
 Samsung had earlier sought an order from a lower court seeking an injunction restraining the traders from infringing and diluting its trademarks, but failed. [read post]
18 Jan 2013, 2:03 pm by Andrew R. Trafford
Insider Trading: Former Trader Settles Charges in Connection with 3Com Corp Acquisition Eric Rogers, former trader at Spectrum Trading LLC, has agreed to settle charges of insider trading. [read post]
18 Jan 2013, 5:00 am
The E-1 Visa is issued to individuals known as 'treaty traders'. [read post]
17 Jan 2013, 11:10 am by Securites Lawprof
The SEC settled charges against Eric Rogers, a former proprietary trader at the now-defunct registered broker-dealer Spectrum Trading, LLC. [read post]
17 Jan 2013, 8:37 am
No, this post isn’t about resolutions by hedge funds or currency traders. [read post]
14 Jan 2013, 11:30 pm by Dan Flynn
., Santa Paula River Ranch Fresh Food LLC, Salinas Royal Rose LLC / European Vegetable Specialties, Salinas Sabor Farms, Salinas Salad Savoy Corp, Salinas San Cristobal Distributing Inc, Oxnard San Miguel Produce, Oxnard Santa Barbara Farms Packing, Lompoc Scarborough Farms Inc, Oxnard Seaboard Produce/Variety Marketing, Oxnard Silva Farms, Gonzales Steinbeck Country Produce, Spreckels Strahm Farms Inc, Holtville Sun Coast Farms, Santa Maria Sun Terra Produce Traders Inc, Newport Beach… [read post]
10 Jan 2013, 8:17 pm by Sean Hayes
“If the law is ruled unconstitutional, there will be no legal means to punish sex traders,” said Min Jong-yun, a 38-year-old office worker in Seoul. [read post]
9 Jan 2013, 6:06 pm by Jessica Mendelson
Theft of Futures and Options Traders’ Trade Secrets for Potential Use in China – In September 2012, a former senior software engineer for a futures and options trading firm, was convicted of stealing trade secrets in the Northern District of Illinois. [read post]
8 Jan 2013, 12:06 pm by Eric
., 818 F.2d 254, 260 (2d Cir.1987) (holding there was likelihood of initial interest confusion “even though defendant's business is transacted in large quantities only with sophisticated oil traders”) with Checkpoint Sys., 269 F.3d at 285 (holding no likelihood of initial interest confusion, in part because purchasers were sophisticated and exercised high degree of care) and Rust Env't & Infrastructure, 131 F.3d at 1217 (holding no likelihood of initial interest… [read post]
7 Jan 2013, 6:00 pm by Jonathan Macey
  Those who follow the alternative “buy and hold” strategy reject the premise that it is possible to time the market because traders cannot discern when prices have reached their troughs or peaks. [read post]
7 Jan 2013, 2:23 pm by Editorial Board
From December 14 through December 31, 2012, the CFTC released the following no-action letters: December 14:  Timeline for Swap Dealer Compliance with Large Swap Trader Reporting Rules   December 14:  Annual Reports of Chief Compliance Officers for Swap Dealers  December 17:  Reporting of Unique Swap Identifier by Prime Brokers  December 17:  Compliance with Reporting Obligations by Swap Dealers and Major Swap Participants  December… [read post]
7 Jan 2013, 2:13 pm by Editorial Board
The FSA’s final notice found that the misconduct was extensive and widespread, occurred in various locations around the world including Japan, Switzerland, the UK and the USA and, between 1 January 2005 and 31 December 2010, included: The adjustment of UBS LIBOR and EURIBOR submissions to benefit UBS traders’ trading positions; Colluding with interdealer brokers  to manipulate the Japanese Yen LIBOR submissions of panel banks to the benefit of UBS traders; and … [read post]
7 Jan 2013, 6:17 am by Christine Nielsen
Under the Misappropriation Theory, the trader does not need to be a company insider. [read post]
4 Jan 2013, 9:24 pm by Bruce Clark
Food and Drug Administration (FDA) to investigate a multistate outbreak of Salmonella Bredeney infections linked to Trader Joe’s Valencia Peanut Butter, manufactured by Sunland, Inc. of Portales, New Mexico. [read post]