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17 Sep 2018, 3:13 am
That 2014 bulletin – issued by both IM and Corp Fin – provides guidance to advisers on voting client proxies and retaining proxy advisory firms, and makes reference to both of the withdrawn no-action letters. [read post]
14 Sep 2018, 5:42 pm
” (quotingIntel Corp. v. [read post]
14 Sep 2018, 2:58 pm
Where retail investors go, fraudulent securities schemes often follow. [read post]
14 Sep 2018, 11:28 am
Prior to that, he worked for Investors Capital Corp. from November 2011 until August 2014. [read post]
14 Sep 2018, 3:00 am
Impact on You – In practice, we rely heavily on the guidance that Corp Fin provides us – CDIs, no-action letters, Staff Legal Bulletins, FAQs, speeches and even informal comments at conferences. [read post]
13 Sep 2018, 6:32 am
There has been renewed interest in whether the SEC should allow a U.S. company to conduct a registered initial public offering if its bylaws require shareholders to arbitrate federal securities claims. [read post]
12 Sep 2018, 10:04 am
From April 2008 to September 2016, Ginsberg has been registered with Investors Capital Corp. [read post]
12 Sep 2018, 4:28 am
Corp., 31 AD3d 623; Salvanti v Sunset Indus. [read post]
11 Sep 2018, 1:30 pm
(CRD #6363), Investors Capital Corp. [read post]
11 Sep 2018, 1:19 pm
His previous employers include Investors Capital Corp. [read post]
11 Sep 2018, 12:55 pm
His previous employers include First Montauk Securities Corp. [read post]
11 Sep 2018, 10:08 am
A third potential offeror, MIL Corp. argued that code 541715 was correct because this RFP included “research and development efforts” in certain task areas and for certain labor categories. [read post]
10 Sep 2018, 10:17 am
The court set theeffective date of any final FDA approval of the defendants’Abbreviated New Drug Applications no earlier than theexpiration date of the Elan patent—July 30, 2018—andenjoined the defendants from any infringing activitybefore that date.A Kyle Bass effort is mentioned in footnote 10:In inter partes reviews initiated by a petitionernot included among the defendants here, the Patent Trialand Appeal Board considered challenges to the Acordapatents that did not involve… [read post]
10 Sep 2018, 7:55 am
Prior national security experience is welcome but not required. [read post]
7 Sep 2018, 8:41 pm
Six case studies provide strong evidence of the systemic change which litigation can help secure. [read post]
7 Sep 2018, 9:07 am
Charles Mills provides an overview of the recent New York federal court decision and CFTC victory against Cabbage Tech, Corp. d/b/a Coin Drop Markets and Patrick K. [read post]
6 Sep 2018, 9:12 am
Charles Mills provides an overview of the recent New York federal court decision and CFTC victory against Cabbage Tech, Corp. d/b/a Coin Drop Markets and Patrick K. [read post]
6 Sep 2018, 6:11 am
From July 1999 to September 2005, Schneider was registered with Roulston Research Corp. [read post]
5 Sep 2018, 4:51 pm
I have seen security of costs used as both a sword and shield. [read post]
5 Sep 2018, 3:00 am
Earlier this summer, National Beverage Corp. was hit with a securities suit following allegations that its CEO had sexually harassed company employees. [read post]
