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29 Aug 2019, 8:54 am by Tom Zagorsky
The SEC’s Complaint against the adviser, Boston-based Commonwealth Equity Services, LLC, d/b/a Commonwealth Financial Network (“Commonwealth”), was filed in Massachusetts federal district court, and alleges that Commonwealth received over $100 million in revenue sharing from the clearing broker while failing to properly apprise its advisory clients of the full nature of the revenue sharing arrangement and the inherent conflicts of interest implicated by it. [read post]
28 Aug 2019, 9:17 am by Dennis Crouch
Semiconductor Components Industries, LLC, 926 F.3d 1306 (Fed. [read post]
28 Aug 2019, 3:23 am
Furniture Company, Inc., Serial No. 87567505 (August 26, 2019) [not precedential] (Opinion by Judge Cindy B. [read post]
27 Aug 2019, 5:17 am by Charles Sartain
Calm yourself with a listen to a R&B-ish love song by the master – Bob Dylan. [read post]
26 Aug 2019, 9:22 am by Rebecca Tushnet
Nat’l Geographic Partners, LLC, 2019 WL 3935180, No. 18-cv-3127-WJM-SKC (D. [read post]
26 Aug 2019, 5:02 am by Eugene Volokh
JMS Cleaning Services, LLC, 17cv8013 (DLC), 2018 WL 1363497, at (S.D.N.Y. [read post]
26 Aug 2019, 3:44 am by Peter Mahler
” The company’s tax returns including K-1s “never included [petitioner] as a member of the partnership” as required by Internal Revenue Code § 6031(b). [read post]
26 Aug 2019, 2:51 am
Inventive Software, LLC, Opposition No. 91235063 (August 21, 2019) [precedential] (Opinion by Judge Michael B. [read post]