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31 Jan 2017, 6:32 am
The New York Court of Claims Act Section 8-b allows for that award even without a showing of wrongdoing by the police. [read post]
28 Jan 2017, 1:42 am
., January 27, 2017) (affirming denial of 60(b) motion for relief from judgement, the purpose of which is not to relitigate the underlying case) *Cvancara v. [read post]
10 Jan 2017, 11:16 am
Parker, J. [read post]
30 Dec 2016, 8:33 am
§ 12182(b)(2)(A)(iii); 28 C.F.R. [read post]
7 Dec 2016, 6:40 am
” Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
7 Dec 2016, 6:40 am
” Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
5 Dec 2016, 5:36 pm
See Parker B. [read post]
28 Nov 2016, 6:00 am
Furthermore, the DOL has since clarified that it is to be interpreted in accordance with ERISA 408(b)(2) and Rule 408b-2 thereunder. [read post]
22 Nov 2016, 5:56 am
This was a Rule 12(b)(6) Motion to Dismiss filed by Hartford. [read post]
22 Nov 2016, 5:56 am
This was a Rule 12(b)(6) Motion to Dismiss filed by Hartford. [read post]
9 Nov 2016, 6:11 am
The DOL clarified that “reasonable compensation” incorporates the well-established reasonable compensation standard under ERISA 408(b)(2) and Rule 408b-2 thereunder. [read post]
7 Nov 2016, 6:30 am
While a full discussion of the entire CAB Rule set is beyond the scope of this post, some notable distinctions are as follows: (1) on the compliance front, CABs are relieved of the obligations to conduct an annual compliance meeting, obtain annual written CEO certification of the effectiveness of the firm’s compliance program, establish and maintain a business continuity plan (“BCP”), post fidelity bond coverage, and, while CABs must still implement a written anti-money laundering… [read post]
2 Oct 2016, 12:11 pm
See Parker v. [read post]
14 Sep 2016, 12:18 pm
B. [read post]
12 Sep 2016, 1:21 pm
B. [read post]
8 Sep 2016, 6:50 am
It is sufficient for the claimant to be affected by the court's determination: see Rolls-Royce plc v Unite the Union[2009] EWCA Civ 387, [2010] 1 WLR 318 at [120] (Aikens LJ), Feetum v Levy [2005] EWCA Civ 1601, [2006] Ch 585 at [82] (Jonathan Parker LJ) and Milebush Properties Ltd v Tameside Metropolitan Borough Council [2011] EWCA Civ 270, [2012] 1 P&CR 3 at [44] (Mummery LJ). [read post]
17 Aug 2016, 7:50 pm
Valley View Developers (Applicant), had an agreement to purchase the Property from the Estate of Milton B. [read post]
11 Aug 2016, 3:41 pm
The firm: They don’t have the externalities problem b/c they internalize benefits of buying. [read post]
4 Aug 2016, 8:32 am
Without admitting or denying the findings, Haggerty consented to the sanction and to the entry of findings that he engaged in manipulative trading activity in the shares of a penny stock traded in the OTC market, in willful violation of Section 10(b) of the Exchange Act and Rule 10b-5, and in violation of FINRA Rule 2020. [read post]
19 Jul 2016, 6:07 pm
ISSUE: Whether section 440.34 Florida Statutes should be amended to eliminate or modify insurance carrier-paid reasonable attorney’s fees. [read post]
