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2 May 2012, 6:27 am by Keith Griffin
The past year has been a rocky roller coaster ride for many broker/dealers, as the fallout from soured private-placement deals in Medical Capital Holdings, Provident Royalties and DBSI Inc. caused more than 50 broker/dealers that sold those products to close up shop. [read post]
20 Jan 2017, 8:23 am by Renae Lloyd
According to his FINRA BrokerCheck, Levey was registered with SOURCE CAPITAL GROUP, INC. [read post]
4 Apr 2022, 8:55 am by Silver Law Group
His previous employers include Worden Capital Management LLC (CRD#:148366) of Melville, NY, Joseph Stone Capital L.L.C. [read post]
17 Feb 2016, 10:19 am by Amber Walsh
High Road Capital Partners — Founded in 2007 and based in New York, High Road Capital Partners invests in healthcare and several other industries through lower middle-market transactions. [read post]
25 Nov 2008, 7:50 pm
  Similarly, in September, Gap, Inc. announced that it is planning to acquire Athleta, Inc., a popular women's sports and active apparel company for approximately $150 million in cash. [read post]
2 Nov 2015, 6:31 am by Adam Weinstein
From November 2005, until February 2011, McDonald was registered with JHS Capital Advisors, Inc. [read post]
31 Jul 2019, 2:52 am
Park Hotels & Resorts, Inc., Opposition No. 91233165 [Section 2(d) opposition to PARK HOTELS & RESORTS for "Investment services, namely, asset acquisition, consultation, development and management services; Real estate investment trust services" in view of alleged prior use of the mark PARK HOTEL for hotel reservation and booking services, and travel services].August 14, 2019 - 9 AM: In re My Reelex Packaging Solutions, Inc., Serial Nos. 87285383 and 87285412… [read post]
21 Mar 2015, 6:26 am by Lawrence B. Ebert
(“HCMF”), Hayman Capital Management, L.P. [read post]
12 Nov 2014, 6:01 am by Adam Weinstein
The law office of Gana LLP is investigating a string of securities arbitration cases involving brokers associated or formerly associated with Global Arena Capital Corp (Global Arena) and Whitewood Group, Inc (Whitewood Group). [read post]
29 Mar 2021, 8:17 am by Silver Law Group
Bonitas Research recently published a new report on AgEagle Aerial Systems, Inc. [read post]
21 Mar 2022, 11:09 am by The White Law Group
If you are concerned about investments with Geneos Wealth Management Inc., the securities attorneys at The White Law Group may be able to help you. [read post]