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5 Sep 2010, 10:00 am
Frank, 951 F.2d 320, 324 (11th Cir. 1992). [read post]
3 Mar 2011, 5:00 am
Under Dodd-Frank, the rule is required to be in place 9 months after enactment. [read post]
3 Mar 2011, 5:00 am
Under Dodd-Frank, the rule is required to be in place 9 months after enactment. [read post]
31 Aug 2022, 11:23 am
2) When the non-SEC program has discretion to deny payment of a whistleblower award, even if the specified award criteria and eligibility requirements are satisfied. 3) Lastly, if the maximum potential award by the SEC on the non-SEC action does not exceed $5 million. [read post]
13 Mar 2012, 2:59 am
Clarke (NY-11), Steve Cohen (TN-9), Dianne DeGette (CO-1), Bob Filner (CA-5), Barney Frank (MA-4), Luis Gutierrez (IL-4), Janice Hahn (CA-36), Michael Honda (CA-15), Barbara Lee (CA-9), Zoe Lofgren (CA-16), James McGovern (MA-3), Jan Schakowsky (IL-9), Jackie Speier (CA-12), John Tierney (MA-6), Melvin L. [read post]
31 Oct 2012, 1:48 am
The Dodd-Frank Act, however, “specifically provides” that the say-on-pay vote (1) “shall not be binding on the issuer or the board of directors;” and (2) does not “create or imply any change to the fiduciary duties of the board members. [read post]
31 Oct 2012, 1:48 am
The Dodd-Frank Act, however, “specifically provides” that the say-on-pay vote (1) “shall not be binding on the issuer or the board of directors;” and (2) does not “create or imply any change to the fiduciary duties of the board members.” 15 U.S.C. § 78n-1(c)). [read post]
31 Oct 2012, 1:48 am
The Dodd-Frank Act, however, “specifically provides” that the say-on-pay vote (1) “shall not be binding on the issuer or the board of directors;” and (2) does not “create or imply any change to the fiduciary duties of the board members. [read post]
31 Oct 2012, 1:48 am
The Dodd-Frank Act, however, “specifically provides” that the say-on-pay vote (1) “shall not be binding on the issuer or the board of directors;” and (2) does not “create or imply any change to the fiduciary duties of the board members. [read post]
17 Nov 2013, 8:47 am
Finally, "Google Books does not supersede or supplant books because it is not a tool to be used to read books." [read post]
17 Apr 2023, 5:20 am
The defendant moved pursuant to CPLR 3211(a)(1), (5), and (7) to dismiss the complaint. [read post]
29 Jun 2011, 6:29 am
Possible criteria for the definition of larger participants in any given market include: (1) annual number of transactions in the market; (2) annual value of transactions (e.g., total loan volume); (3) annual receipts or revenue; (4) geographic coverage (e.g., number of states where engaged in business); (5) asset size; and (6) outstanding loan balances. [read post]
14 Feb 2014, 8:21 am
What exactly does this section seek to accomplish and how does it go about meeting those goals? [read post]
5 Feb 2021, 5:30 am
The CISG does not distinguish between private law and public law entities and is not limited to contracts between private parties.[1] It is therefore applicable to sales contracts concluded by public law entities such as States if these entities do not act in exercise of their sovereign powers but iure gestionis like a private person could act as well,[2] irrespective of whether a public law tender procedure has preceded the conclusion of the contract.[3] The tender process that… [read post]
7 Aug 2012, 11:42 am
" Conclusion What relevance, if any, therefore, does the secondary structured settlement market "best interest" standard have as primary market stakeholders contemplate the potential impact of a uniform fiduciary standard under the Dodd-Frank legislation? [read post]
12 May 2011, 8:07 am
The proposed determination does not extend to foreign exchange options, currency swaps and non-deliverable forwards, which will remain fully subject to the Dodd-Frank Act. [read post]
19 Jul 2011, 2:00 am
Here is an excerpt: As a result of the Dodd-Frank Wall Street Reform and Consumer Protection Act (”Dodd-Frank”), [1] many investment advisers – including hedge fund and private equity fund advisers previously exempt from registration – soon will be required to register with the Securities and Exchange Commission (“SEC”). [2] Since the enactment of Dodd-Frank last summer, firms have been preparing for registration and… [read post]
4 Sep 2012, 2:15 pm
Make sure you’ve prepared your potential guardian, and provided for whatever your children may need. 5. [read post]
30 Mar 2011, 3:53 am
5. [read post]
2 Jul 2019, 3:53 am
Perquisites Disclosure 5. [read post]
