Search for: "IN RE MORGAN STANLEY"
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3 Oct 2011, 12:20 pm
Democrat Erskine Bowles is a Director of Morgan Stanley, the Wall Street firm whose brokers like to brag that "I ripped his face off" after taking advantage of one of their own clients. [read post]
11 Jan 2011, 8:36 am
Morgan Chase & Co., and Morgan Stanley—met last month in New York to discuss standardizing the paperwork for “muni CDSs” in an effort to attract more buyers and sellers. [read post]
13 May 2024, 3:42 pm
Morgan Stanley, 776 F. 3d 94, 101 (CA2 2015) (“Item 303’s affirmative duty to disclose in Form 10–Qs can serve as the basis for a securities fraud claim under Section 10(b)”), with In re Nvidia, 768 F. 3d 1046, 1056 (CA9 2014) (“Item 303 does not create a duty to disclose for purposes of Section 10(b) and Rule 10b–5”); see also Oran v. [read post]
21 Jul 2010, 5:34 am
Mish, along with others that cover the banking industry, say to expect more of this sort of accounting witchcraft, with Bank of America, Morgan Stanley and Citibank all expected to take billions to their bottom lines as a result of what FASB 157 now allows. [read post]
7 Mar 2011, 12:17 pm
The same is true in all other cases, including pending cases against the issuers and underwriters or FannieMae, FreddieMac, American Home Mortgage, and the countless issues of the preferred and debt securities of Wachovia, Merrill Lynch, Morgan Stanley, and others, including Charles Schwab (YieldPlus). [read post]
26 Feb 2012, 4:48 am
Morgan Stanley Credit Suisse Group Citigroup Bank of America Kirkland & Ellis Barclays HIG Capital (Private Equity firm.) [read post]
26 Feb 2012, 4:27 am
Morgan Stanley Credit Suisse Group Citigroup Bank of America Kirkland & Ellis Barclays HIG Capital (Private Equity firm.) [read post]
26 Feb 2012, 5:12 am
Morgan Stanley Credit Suisse Group Citigroup Bank of America Kirkland & Ellis Barclays HIG Capital (Private Equity firm.) [read post]
8 Nov 2010, 3:20 am
From the Vail Daily: [52 year old Martin Joel] Erzinger, an Arrowhead homeowner, is a director in private wealth management at Morgan Stanley Smith Barney in Denver. [read post]
6 Feb 2019, 2:00 am
Feinberg began his career as equity research analyst for Goldman Sachs and later Morgan Stanley, where he first covered legacy PEOs. [read post]
25 Apr 2023, 6:11 am
” “Proskauer resolved the spill about two weeks ago, but has not yet notified its clients, whose website lists Major League Baseball and Morgan Stanley as clients. [read post]
15 Aug 2012, 10:29 am
In other words, those wizards at Goldman or Citigroup or Morgan Stanley (ahem!) [read post]
25 Nov 2008, 11:41 pm
The group consists of: partners Stanley E. [read post]
31 Aug 2020, 3:03 am
” The disclosure is clear that the banks are conducting investors communications & presentations only in connection with “investor education” and not to coordinate price discovery or sales…but it also says that the designated market maker will consult with Morgan Stanley on the opening public price, who will provide input based on pre-listing selling & buying interest that it becomes aware of. [read post]
9 Dec 2008, 10:07 pm
Klein previously had held marketing and communications positions in the financial services industry, including posts at Bank of America, Charles Schwab, MasterCard International, and Morgan Stanley. [read post]
4 Jan 2011, 3:37 am
Far less surprising was Davis Polk showing up as underwriters’ counsel on behalf of regular securities clients BofA, Citi, JPMC, and Morgan Stanley. [read post]
15 Dec 2009, 11:02 am
So, Goldman Sachs, Morgan Stanley and Citigroup were absent… something about getting stuck in the fog, which is pretty much like saying: “Tell Barry to come here, we’re busy handing out billions in holiday bonuses. [read post]
6 Dec 2007, 8:26 am
During fiscal 2007, the SEC also filed 47 insider-trading cases over suspicious trading before the release of buyout news; those actions included cases against former employees at UBS, Morgan Stanley, and Bear Stearns, Thomsen said. [read post]
26 Jan 2015, 1:00 am
Morgan Stanley & Co International Plc v Tael One Partners Ltd, heard 17 November 2014. [read post]
18 May 2020, 2:00 am
Many large employers, such as Bank of America; Danone; Morgan Stanley; and our own parent company, Marsh & McLennan, are pledging not to lay off workers amid the coronavirus crisis. [read post]
