Search for: "Julie Hedges"
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29 Aug 2018, 12:36 pm
In July, the US Securities and Exchange Commission filed charges accusing UDF IV, UDF III, and four executives for allegedly misleading investors when they failed to disclose that distributions could not be paid and money from UDF IV, which is the newer fund, was used to pay investors of UDF III, which was the older fund. [read post]
25 Aug 2018, 1:00 am
We don’t need hedge funds, and private equity funds, and unit investment trusts. [read post]
20 Aug 2018, 11:14 am
In an opinion filed July 16, and belatedly ordered published on August 9, 2018, the First District Court of Appeal (Division 5) affirmed the trial court’s judgment setting aside the City of Fremont’s approvals of a mixed residential/retail project (“Project”) and related Mitigated Negative Declaration (“MND”), and ordering preparation of an EIR based on the Project’s potentially significant aesthetic and traffic impacts on the Niles historical… [read post]
6 Aug 2018, 1:00 pm
This is followed by institutional investment from hedge funds (15.86%) and Venture Capital (6.84%). [read post]
2 Aug 2018, 9:10 am
On 31 July 2018, the European Banking Authority (EBA) published final draft regulatory technical standards (RTS) under the Securitisation Regulation. [read post]
31 Jul 2018, 6:44 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
30 Jul 2018, 6:18 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System by Leo E. [read post]
27 Jul 2018, 6:00 am
Posted by Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, July 27, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 20-26, 2018. [read post]
26 Jul 2018, 2:57 pm
Cole-Frieman & Mallon LLP has been instrumental in structuring the launches of some of the first digital currency-focused hedge funds and works routinely on matters affecting the digital asset industry. [read post]
23 Jul 2018, 1:02 pm
The value of these cryptocurrencies fluctuates dramatically, driven by trading – on July 17, 2018, for example, Bitcoin’s price jumped above $7,400, adding $20B in valuation in 30 minutes just from that price increase. [read post]
23 Jul 2018, 6:01 am
Posted by Josh Black, Activist Insight, on Monday, July 23, 2018 Editor's Note: Josh Black is Editor-in-chief of Activist Insight. [read post]
16 Jul 2018, 7:37 am
In addition, John Thomas faced allegations of penny-stock fraud by FINRA after the firm reaped more than $100 million in commissions over its six-year history before it closed in July. [read post]
12 Jul 2018, 8:53 am
SEC Charges Hedge Fund Adviser with Deceiving Investors. [read post]
8 Jul 2018, 7:31 pm
[And, of course, sometimes the "public" involvement can involve a hedge fund guy; see for example Kyle Bass IPR petition against Lialda granted for review of U.S. [read post]
2 Jul 2018, 2:43 pm
In addition, John Thomas faced allegations of penny-stock fraud by FINRA after the firm reaped more than $100 million in commissions over its six-year history before it closed in July. [read post]
2 Jul 2018, 2:40 pm
From October 2000 to July 2011, Pettit was registered with Anderson & Strudwick, Incorporated. [read post]
29 Jun 2018, 10:10 am
This requirement was first highlighted by the SEC in the DAO Report released in July 2017. [read post]
29 May 2018, 12:56 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
29 May 2018, 12:56 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
11 May 2018, 9:07 am
Based on the risks outlined above, NASAA proposed an amendment in July 2017 to its model rule on unethical business practices. [read post]
