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10 Apr 2019, 5:00 am
In the 1960s, before staff guidance was routinely made public, a law professor named Kenneth Davis characterized the body of staff no-action letters as “law. [read post]
6 Apr 2022, 9:01 pm
Background The Commission has statutory authority to enforce the federal securities laws. [read post]
7 Aug 2012, 1:04 pm
The Lubbock Avalanche-Journal has a feature on a subject covered on Grits the other day titled, "Texas prison officials struggle with high turnover rate, staff shortage" (Aug. 6). [read post]
3 Feb 2022, 1:32 pm
There is a consistent line of case law of the Tribunal which makes clear, in a variety of ways, that organisations should not interfere in the affairs of a staff association or union (however described) and the association or union must have the concomitant right to conduct its own affairs and regulate its own activities (…). [read post]
30 Mar 2021, 12:19 pm
Firms used the same boilerplate language in hundreds of SARs, rendering the reports less valuable to law enforcement and regulators. [read post]
3 May 2012, 8:48 am
Areas of legal advocacy will include public benefits, housing, special education, domestic violence, elder law, family law, and consumer law. [read post]
9 Jan 2011, 11:16 pm
Nevertheless, the staff proposes either replacing the prohibition with a limitation similar to the lobbying restrictions on 501(c)(3) organizations, or retaining the prohibition, but defining "participate in" and "intervene in" a political campaign in terms of federal election law. [read post]
30 Jul 2008, 10:20 am
., office has laid off 10 staff members, including managers and administrative staff. [read post]
1 Jul 2021, 4:00 am
Above the Law, Student Staff Resign After Duke Law School Faculty Try To Force Anti-Trans Article Into Journal: Duke Law School Faculty have incited a turf war with the student staff at Law and Contemporary Problems, the school’s oldest law journal. [read post]
30 Sep 2021, 6:38 pm
Read More The post CFTC Staff Issues Temporary No-Action Letter to Non-Bank Swap Dealers Domiciled in Japan, Mexico, United Kingdom and the European Union appeared first on CFTC Law. [read post]
28 Apr 2021, 12:21 pm
Read More The post CFTC Staff Renews Temporary No-Action Relief for Entities Submitting Swaps for Clearing with DCOs Acting Under Exemptive Orders or No-Action Relief appeared first on CFTC Law. [read post]
8 Nov 2021, 1:58 pm
Read More The post Inter-Agency Working Group on Treasury Market Surveillance Releases Staff Progress Report that Reviews Potential Policies for Bolstering the Resilience of Treasury Markets appeared first on CFTC Law. [read post]
28 Aug 2009, 1:11 am
Access is limited to the law school community (students/faculty/staff) by swipe card only. [read post]
12 Jun 2020, 6:06 am
In a potentially significant reversal of a prior Securities and Exchange Commission (SEC) staff position that could enhance the ability of closed-end funds to defend against activist shareholders, the Division of Investment Management of the SEC on May 27, 2020, withdrew a 2010 no-action letter that criticized the use by closed-end funds of certain defensive measures permitted under state corporate law. [read post]
15 Jul 2019, 3:17 pm
The post SEC and FINRA Joint Staff Statement on Broker-Dealer Custody of Digital Asset Securities appeared first on Investment Fund Law Blog. [read post]
Staff Shortages are Correlated with an Increased Death Rate for Residents of Nursing Home Facilities
15 May 2023, 8:08 am
Dougherty, Leventhal, and Price Law aims to combat these cases of nursing home abuse and neglect. [read post]
28 Feb 2025, 3:30 am
Yesterday, Corp Fin issued a “Staff Statement on Meme Coins” in which it said that it did not view so-called “meme coins” as securities for purposes of the federal securities laws. [read post]
28 Sep 2020, 9:22 am
As we previously reported, in July 2019 the staffs of the SEC and FINRA issued a joint statement on registered broker-dealers operating ATSs that trade digital assets. [read post]
20 May 2022, 8:01 am
The Conflicts Staff Attorney does not practice law for any client other than the firm and maintains professionalism and strict confidentiality in all client and firm matters. [read post]
1 Jul 2019, 3:03 am
I say “forced” because the Staff is forced to say it. [read post]
