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25 Apr 2011, 10:44 am by SHG
  But K&S started catching flack for it, and decided to bail. [read post]
9 Jun 2023, 3:15 am by Liz Dunshee
The requirement under Reg S-K Item 303 to describe “known trends & uncertainties” is one of the trickier items to navigate in periodic reporting. [read post]
17 Apr 2024, 4:47 am by David Lynn
With Form 10-K season for December 31 year-end filers now wrapped up, we can now get a sense of how things went with the cybersecurity disclosure required in Item 106 of Regulation S-K. [read post]
16 Feb 2012, 2:21 pm by Eugene Volokh
So while Hazelwood doesn’t dispose of the library filtering question, since it’s not clear whether it should be treated as a “curriculum” matter, Hazelwood does mean that Pratt is no longer a viable precedent. [read post]
10 Nov 2008, 6:22 pm
Saturday's post, Balance Forward 401(k) Plans: Someone's Gotta Win, Someone's Gotta Lose, generated several emails to me on the topic. [read post]
4 Nov 2016, 6:02 am
In the end, it's all really the customer's fault but that doesn't matter because we got rules, and those rule have to be followed.Case In Point  For the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority ("FINRA"), without admitting or denying the findings, prior to a regulatory hearing, and without an adjudication of any issue, tradeMONSTER (n/k/a Aperture, LLC d/b/a Optio... [read post]
13 Feb 2009, 7:27 am
In 2007, the Supreme Court disposed of 61,845 matters. 5,054 of these were regular hearing matters. [read post]
24 Apr 2014, 9:48 am by Mark Astarita
The Commission took into account K's cooperation when agreeing to the settlement. [read post]
6 Aug 2012, 7:02 pm by Cynthia Marcotte Stamer
Department of Labor’s Employee Benefits Security Administration recently clarified its guidance about  how its  rules affect 401(k) plan brokerage window arrangements in response to public feedback. [read post]
19 Nov 2010, 6:48 pm by Dave Wingate, Senior Life Care Planning
Generally, it hasn’t been a bad year for 401(k)s and investors. [read post]
7 Jul 2013, 3:46 am by Madhulika Vishwanathan
Controller stated that “Finally we come to the ground of non-patentability under S. 3 (k). [read post]
12 Jul 2016, 2:02 pm
Transamerica joins a growing list of retirement plan service providers that have been the subject of similar excessive-fee lawsuits brought by their plan participants.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
10 Apr 2013, 1:39 am by Peter Bert
The City of Cologne (Köln), to the contrary, had agreed to bring the claim to return Oskar Kokoschka’s portrait of Tilla Durieux to the heirs of art dealer Alfred Flechtheim before the Commission. [read post]
21 Mar 2022, 5:01 am by Eugene Volokh
Sometimes it's done by line employees, for instance if a school gives teachers considerable authority over a particular class (common in universities, less so in K-12 schools, I think). [read post]
29 May 2008, 2:17 pm
Implicitly, the post leads you to the place where the Workplace Prof’s recent post left off, with the idea that state pension plans aren’t necessarily the place to put private sector 401(k) money. [read post]
14 Oct 2015, 12:27 pm by kgates
Friederike Gräfin von Brühl, K&L Gates, Berlin THE ISSUE Following the ECJ’s decision in the “Schrems” case which has invalidated the Safe Harbor framework (click here for our firm’s recent alert on this matter) multinational corporations may now face profound privacy law related compliance issues in a multitude of jurisdictions. [read post]