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20 May 2024, 3:55 pm
The Securities and Exchange Commission today provided exemptive relief to certain registrants affected by the permanent suspension of BF Borgers CPA PC and its owner, Benjamin F. [read post]
20 May 2024, 8:06 am
Shugerman, SEC v. [read post]
20 May 2024, 6:57 am
“We see this play out regularly in other industries where the DOJ or SEC wants to be more aggressive in taking enforcement action, but the overseeing agency does not want to upset the offending company or the status quo. [read post]
20 May 2024, 6:32 am
Evaluation of SEC staff no action decisions on shareholder proposals from November 1, 2023 to May 1, 2024 demonstrates that the SEC has supported company requests for exclusion of proposals roughly 68% of the time. [read post]
20 May 2024, 6:32 am
Evaluation of SEC staff no action decisions on shareholder proposals from November 1, 2023 to May 1, 2024 demonstrates that the SEC has supported company requests for exclusion of proposals roughly 68% of the time. [read post]
20 May 2024, 5:00 am
The SEC felt the disclosure was inadequate. [read post]
20 May 2024, 3:16 am
Last Friday, SEC Corp Fin Director Erik Gerding and Chief Accountant Paul Munter issued a joint statement on the application of IFRS 19 in SEC filings by foreign private issuers. [read post]
20 May 2024, 3:03 am
Acknowledging the limited scope of existing SEC and other whistleblower programs in regulating non-public companies, Monaco noted those programs “don’t address the full range of corporate and financial misconduct that the [DOJ] prosecutes. [read post]
20 May 2024, 3:00 am
Klemmer joined the SEC in July of 2021. [read post]
19 May 2024, 9:05 pm
Nov 28, 2023 | Is the SEC Hiding in Plain Sight? [read post]
17 May 2024, 8:55 pm
Finally, the SEC axed the Scope 3 mandate from the final rule it adopted in 2024. [read post]
17 May 2024, 12:27 pm
On Wednesday, the SEC adopted changes to Regulation S-P, which governs the treatment of the personal information of consumers. [read post]
17 May 2024, 12:17 pm
Notably, the SEC had previously denied the second whistleblower’s award claim for the case in 2022. [read post]
17 May 2024, 7:45 am
The Securities and Exchange Commission today announced that Policy Director Heather Slavkin Corzo will leave the agency. [read post]
17 May 2024, 6:42 am
“Providing accessible, usable, aggregated data to the public is a critical part of the SEC’s role,” said SEC Chair Gary Gensler in a release. [read post]
17 May 2024, 6:31 am
The SEC did so in 2000, through Regulation S-P, which requires covered firms to notify customers about how they use their nonpublic personal information. [read post]
17 May 2024, 6:31 am
The SEC did so in 2000, through Regulation S-P, which requires covered firms to notify customers about how they use their nonpublic personal information. [read post]
17 May 2024, 6:30 am
Larcker and Brian Tayan (Stanford University), on Monday, May 13, 2024 Tags: CEOs, ESG, Proxy advisors, SEC The CEO Pay Problem Is Solvable with A.I. [read post]
17 May 2024, 6:30 am
Larcker and Brian Tayan (Stanford University), on Monday, May 13, 2024 Tags: CEOs, ESG, Proxy advisors, SEC The CEO Pay Problem Is Solvable with A.I. [read post]
17 May 2024, 4:43 am
by Achim Czubaiko, Research Fellow („Wissenschaftlicher Mitarbeiter“) and PhD Candidate, supported by the German Scholarship Foundation, Institute for German and International Civil Procedural Law, University of Bonn. [read post]
