Search for: "Securities and Exchange Commission"
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22 Jan 2025, 10:00 pm
Companies exploring such security practices should keep in mind that executive security protections may be considered disclosable compensation under Securities and Exchange Commission disclosure rules and trigger special income tax consequences for purposes of both income imputation and employer tax deductions. [read post]
22 Jan 2025, 10:00 pm
Companies exploring such security practices should keep in mind that executive security protections may be considered disclosable compensation under Securities and Exchange Commission disclosure rules and trigger special income tax consequences for purposes of both income imputation and employer tax deductions. [read post]
22 Jan 2025, 10:00 pm
Companies exploring such security practices should keep in mind that executive security protections may be considered disclosable compensation under Securities and Exchange Commission disclosure rules and trigger special income tax consequences for purposes of both income imputation and employer tax deductions. [read post]
16 Mar 2009, 4:03 pm
News release: "The Securities and Exchange Commission took further action to help increase the transparency of credit default swaps by... [read post]
24 Apr 2016, 5:22 pm
Securities and Exchange Commission against Ramapo, its currentThe post Municipal Officer and Former Town Attorney Indicted For Securities Fraud appeared first on Legal Reader. [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
4 Jun 2024, 10:00 pm
Technological advancements and cyber threats are keeping privacy and data security issues at the forefront of lawmaker and regulatory agency agendas on “the Hill,” in particular the US Federal Communications Commission (FCC), Federal Trade Commission (FTC), and Securities and Exchange Commission (SEC). [read post]
1 Dec 2011, 7:52 am
The guidance is intended to assist registrants in preparing disclosure under both the Securities Act of 1933 (the 1933 Act) and the Securities Exchange Act of 1934 (the 1934 Act). [read post]
12 Aug 2021, 8:39 am
The SEC order finds that Poloniex did not register as a national securities exchange nor did it operate under a valid exemption from registration at any time, and its failure to do so was a violation of Section 5 of the Securities Exchange Act of 1934. [read post]
13 Nov 2010, 6:16 am
Securities and Exchange Commission. [read post]
8 Sep 2021, 6:54 am
Securities and Exchange Commission. [read post]
21 Oct 2011, 9:08 am
The Securities and Exchange Commission is expanding its investigation into the use of derivatives by mutual funds and exchange trade funds, and will also focus on problems related to disclosures, valuations, transparency, market volatility, liquidity and other systemic risks associated with exchange traded funds, particularly "leveraged" funds that amplify investor bets often through the use of derivatives. [read post]
21 Dec 2010, 2:52 pm
Today, the San Francisco Regional Office of the Securities and Exchange Commission (SEC) levied securities fraud charges against local investment advisors responsible for managing the American Pegasus Auto Loan Fund, a $100 million hedge fund that invested in subprime automobile loans. [read post]
22 Jul 2007, 11:06 am
Congress addressed foreign securities exchanges under the PSLRA in 15 U.S.C. [read post]
10 Nov 2016, 1:19 pm
on SSRN with the following abstract: The Securities and Exchange Commission (SEC or Commission) appears to be on the verge of requiring investment advisers to... [read post]
12 Aug 2009, 9:10 am
Here's the abstract:This essay, prepared for the Virginia Law Review symposium marking the 75th anniversary of the Securities Exchange Commission, explores the mechanisms through which the Roosevelt Administration [read post]
