Search for: "United States Securities and Exchange Commission"
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11 Jul 2023, 2:15 am
OTHER GLOBAL DEVELOPMENTS The European Commission has announced a pact with the United States to allow easier legal transfer of personal “necessary and proportionate” data between the E.U. and the United States. [read post]
7 Jul 2023, 1:24 pm
Broker-dealers may face various regulatory actions from FINRA and the Securities and Exchange Commission, including censures, fines, suspensions, and restitution. [read post]
6 Jul 2023, 1:35 am
Atomwaffen Division’s founder and an associate were charged this year in the United States after being accused of planning to attack Baltimore’s power grid. [read post]
6 Jul 2023, 1:35 am
Atomwaffen Division’s founder and an associate were charged this year in the United States after being accused of planning to attack Baltimore’s power grid. [read post]
5 Jul 2023, 1:04 pm
The Securities and Exchange Commission announced settled charges against a California-based manufacturer of “smart” windows, View Inc., for failing to disclose $28 million in projected warranty-related liabilities to address a particular defect in its windows. [read post]
5 Jul 2023, 10:00 am
” Apparently, the Constitution intended to secure to the states the benefits of existing in a cesspool of disinformation about election denialism and covid, or so the district court would have it if this opinion stands. [read post]
5 Jul 2023, 10:00 am
” Apparently, the Constitution intended to secure to the states the benefits of existing in a cesspool of disinformation about election denialism and covid, or so the district court would have it if this opinion stands. [read post]
5 Jul 2023, 7:35 am
The United States District Court for the Middle District of Pennsylvania ruled in favor of POM, allowing it to review Eckert’s privileged logs. [read post]
4 Jul 2023, 12:05 pm
This exchange between Rep. [read post]
2 Jul 2023, 9:05 pm
Securities and Exchange Commission (SEC) or the U.S. [read post]
1 Jul 2023, 6:44 pm
That political line shapes both its relationship with inferior states, co-equal states; and the United States. [read post]
30 Jun 2023, 3:30 am
Securities and Exchange Commission’s climate change disclosure proposal. [read post]
29 Jun 2023, 9:15 pm
Platt found that tipsters represented by lawyers—especially experienced lawyers and those who previously worked at the Securities and Exchange Commission—outperformed most other tipsters. [read post]
29 Jun 2023, 9:01 pm
Agencies such as the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have asserted jurisdiction over various cryptoasset activities and businesses through enforcement actions brought under existing securities and commodities laws. [read post]
29 Jun 2023, 3:33 pm
(relisted after the June 22 conference) Securities and Exchange Commission v. [read post]
26 Jun 2023, 10:30 pm
Cryptocurrency and Blockchain Litigation and Regulatory Enforcement Access this practice note for key information on cryptocurrency and blockchain criminal fraud litigations and prosecutions by various agencies, including the Department of Justice, Securities and Exchange Commission, and Commodity Futures Trading Commission, and various state attorneys general, and private plaintiffs. [read post]
26 Jun 2023, 10:30 pm
This includes how they handle vested and unvested outstanding equity-based awards, including stock options, stock appreciation rights, restricted stock, restricted stock units (RSU), RSUs subject to performance criteria, and deferred stock units. [read post]
21 Jun 2023, 1:15 pm
United States (Federal Tort Claims Act; Sovereign Immunity) United States v. [read post]
20 Jun 2023, 11:51 am
The new Texas Data Privacy and Security Act (“TDPSA”), H.B. 4, was passed by the State Senate on May 10, 2023, was signed by Governor Greg Abbott on June 18, 2023, and will take effect on July 1, 2024. [read post]
20 Jun 2023, 7:54 am
The Oklahoma Supreme Court has accepted an attorney's resignation The United States Securities and Exchange Commission filed a complaint in federal court against Respondent, claiming violations of various securities laws. [read post]
