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28 Jan 2019, 11:42 am
Just a week before Christmas, the SEC announced the assessment of a $100,000 penalty as part of an administrative settlement it reached with Ancora Advisors LLC, a Cleveland-based investment advisory firm. [read post]
28 Jan 2019, 11:42 am
Just a week before Christmas, the SEC announced the assessment of a $100,000 penalty as part of an administrative settlement it reached with Ancora Advisors LLC, a Cleveland-based investment advisory firm. [read post]
26 Jan 2019, 6:49 am
On November 30, 2018, the Commodity Futures Trading Commission (“CFTC”) lost its bid to hold Don Wilson and DRW Investments, LLC (collectively, “DRW”) liable for open-market manipulation. [read post]
24 Jan 2019, 2:36 pm
John Reed Stark Among the agencies largely closed by the current partial U.S. federal government shutdown is the U.S. [read post]
22 Jan 2019, 11:31 am
She graduated from Columbia University and The University of Hong Kong. [read post]
15 Jan 2019, 4:00 am
What does it look for investments? [read post]
14 Jan 2019, 3:08 pm
Similar to the exclusion in Goggin, in Woodspring Hotels LLC v. [read post]
26 Dec 2018, 1:54 pm
Both events reinforced this idea that the problems we face and the solutions we’re developing are largely universal. [read post]
17 Dec 2018, 3:14 pm
John Reed Stark On November 29, 2018, the SEC announced that it had settled charges with boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in Initial Coin Offerings (ICOs). [read post]
17 Dec 2018, 11:12 am
[1]Businesses formed as S-corporations, partnerships, or LLCs qualify as pass-through entities [read post]
14 Dec 2018, 2:00 am
“Employers should not be afraid of investing in training for older workers,” Federman says. [read post]
14 Dec 2018, 2:00 am
“Employers should not be afraid of investing in training for older workers,” Federman says. [read post]
10 Dec 2018, 3:16 pm
Tyler Winklevoss and Cameron Winklevoss, the twins who famously battled Mark Zuckerberg over the origins of Facebook, notably opted to invest in bitcoin in 2013 – and bitcoin’s value shot up to almost $1,000 that year. [read post]
10 Dec 2018, 6:12 am
Tripp earned his Juris Doctorate from the University of Memphis Cecil C. [read post]
27 Nov 2018, 2:00 am
So it pays in many ways to invest in making your employees feel their value. [read post]
9 Nov 2018, 7:00 am
It is time for the annual renewal of investment adviser (IA) firms and their IA representatives’ (IARs) registrations with jurisdictions/states. [read post]
26 Oct 2018, 11:17 am
On November 6th, Maine voters will decide whether to adopt new income and payroll taxes to fund a proposed Universal Home Care Program. [read post]
24 Oct 2018, 4:33 pm
For starters, most insider trading is perfectly legal, such as when corporate executives buy stock in their own companies as an investment. [read post]
23 Oct 2018, 4:41 am
How could the owner invest so much and either mistake the customer base or make some other vast miscalculation? [read post]
19 Oct 2018, 6:08 am
Were Reports on the Demise of the Universal Proxy Premature? [read post]
