Search for: "Walter Frank"
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10 May 2011, 9:10 am
Dodd-Frank authorizes the agencies to enact anti-evasion rules to bar transactions or activities designed to avoid Title VII responsibilities. [read post]
6 May 2011, 9:42 am
Frank Robinson. [read post]
14 Apr 2011, 8:51 pm
Walter Anderson, Telecommunications Tycoon: The 1990s were a prosperous time for numerous American entrepreneurs, but with many, you wouldn’t even know it. [read post]
11 Apr 2011, 11:13 am
March 2011 Law Library Acquisitions ListAfricaKQC772 .K5 2010Statutory recognition of customary land rights in Africa : an investigation into best practices for lawmaking and implementation / by Rachael S. [read post]
18 Mar 2011, 8:00 am
Walter Pavlo examines the glaringly different response that Goldman Sachs had to the recent Rajat Gupta charges versus those against former Goldman computer programmer Sergey Aleynikov. [read post]
15 Mar 2011, 5:16 pm
Dantzler, Walter F. [read post]
7 Mar 2011, 4:44 am
Unintended consequences of Dodd-Frank. [read post]
6 Mar 2011, 12:34 pm
Reviewed by Glen Medves Canadian Law Library Review, Volume 35, Numbers 3 & 4, 2010, p.141 Broken Landscape: Indians, Indian Tribes, and the Constitution— Frank Pommersheim Reviewed by Angela R. [read post]
21 Feb 2011, 6:41 pm
Walter Kalin (Switzerland) resigned for an unknown reason, she was nominated by the Swiss government for the election of the member of the Human Rights Committee (CCPR). [read post]
18 Feb 2011, 1:29 pm
Walter, to discuss the proposed rules for the new SEC Whistleblower program. [read post]
15 Feb 2011, 8:32 am
According to SEC Commissioner Elisse Walter, the SEC would have to add approximately 2,000 examiners to its current examiner force just to equal the rate of broker-dealer examinations currently conducted by FINRA. [read post]
13 Feb 2011, 8:01 am
(R) Clarence Darrow Frank R. [read post]
11 Feb 2011, 2:24 pm
SEC Commissioner Elisse Walter addressed the Investment Management Institute on the SEC staff studies required by Dodd-Frank 913 (harmonizing fiduciary duty) and 914 (examinations of investment advisers). [read post]
5 Feb 2011, 11:33 am
Tort liability shift in Third Restatement [PoL] Nope: “At this time, I would like to formally accuse Walter Olson of having an intern or something. [read post]
28 Jan 2011, 1:04 pm
Frank R. [read post]
25 Jan 2011, 5:00 am
Dodd-Frank is clearly pulling private fund managers into the domain of the Investment Advisers Act. [read post]
21 Jan 2011, 2:14 pm
The Commission would have to exercise vigilant oversight to prevent this from occurring.In her statement, Commissioner Walter said that the SRO model should increase the frequency of examinations of investment adviser and thus directly answer the question that Congress posed to the SEC in Dodd-Frank. [read post]
21 Jan 2011, 5:12 am
Kudos to Commissioner Walter for highlighting a troubled situation [read post]
21 Jan 2011, 3:19 am
Walter is certainly a proponent of the SRO model for RIA oversight. [read post]
20 Jan 2011, 11:24 am
Section 914 of the Dodd-Frank Act mandates that the SEC conduct a study to review and analyze the need for enhanced examination and enforcement resources for investment advisers. [read post]
