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16 Mar 2011, 4:07 am
As such, it covers the following topics: - the date, time, and location of the Annual Meeting of Shareowners; - the meeting agenda; - the matters to be voted on at the meeting. along with Board of Directors' voting recommendation and a cross-reference to where the item is addressed in the proxy statement; - the nominees for the Board of Directors, including summary information on their occupation, qualifications and experience, independence… [read post]
16 Mar 2011, 12:29 am
According to Dan Borge, a New York-based director of the financial services practive of LECG, it is essential that independent and qualified board members oversee all risk-based compensation programs and have access to both inside and outside experts. [read post]
15 Mar 2011, 2:44 pm
Two Bush administration officials, former National Security Administration (NSA) director and former CIA director Michael V. [read post]
15 Mar 2011, 11:20 am
Gupta, a former Goldman Sachs director, told Raj Rajaratnam that the bank might acquire Wachovia or A.I.G., according to a wiretapped phone call. [read post]
15 Mar 2011, 6:00 am
This will lump together banks, credit unions, broker-dealers and investment advisers. [read post]
15 Mar 2011, 6:00 am
This will lump together banks, credit unions, broker-dealers and investment advisers. [read post]
14 Mar 2011, 7:49 pm
The OTS alleges "on information and belief" that the bank's board of directors did not take necessary formal action to authorize the filing of the lawsuit by the bank, that such failure means that the court lacks subject matter jurisdiction to hear the claims contained in the complaint and, therefore, the complaint should be dismissed. [read post]
14 Mar 2011, 9:38 am
On December 3, 2009, LEA removed plaintiffs from the Board of Directors. [read post]
13 Mar 2011, 7:35 pm
In evaluating the adequacy of the directors’ decision-making and the information available to them, the focus turned to the extent to which the board had relied on expert advisors. [read post]
12 Mar 2011, 7:39 am
The group essentially is a nation-wide focus group of state law enforcement officers and bureaucrats tasked to generate a list of best-practices they can mold into national standards.In Florida, attorney and foreclosure-giant, David Stern, under investigation by the Florida Attorney General, just announced that his law firm is suspending foreclosure operations.In Utah last month, a local judge made national headlines by allowing a judgment debtor to rip-up his mortgage note in open court… [read post]
10 Mar 2011, 1:22 pm
Robert Hurt (R-VA) urged the SEC to provide small banks with an end user exemption. [read post]
10 Mar 2011, 8:00 am
In addition, the board of directors or a board committee must identify, and directly approve incentive arrangements for, employees that can expose the institution to losses that are substantial in relation to its size, capital or overall risk tolerance. [read post]
9 Mar 2011, 7:06 am
Says the firm’s website: The report also reveals that those companies who had more female directors performed better during the financial crisis – this was particularly so in the UK and in the banking sector. [read post]
9 Mar 2011, 7:06 am
As Director of NIFA, he oversees awarding extramural funds for Research, Extension and Education for the U.S. [read post]
8 Mar 2011, 1:59 pm
I am a member of the Board of Directors of each of these organizations. [read post]
8 Mar 2011, 6:20 am
The group essentially is a nation-wide focus group of state law enforcement officers and bureaucrats tasked to generate a list of best-practices they can mold into national standards.In Florida, attorney and foreclosure-giant, David Stern, under investigation by the Florida Attorney General, just announced that his law firm is suspending foreclosure operations.In Utah last month, a local judge made national headlines by allowing a judgment debtor to rip-up his mortgage note in open court… [read post]
7 Mar 2011, 7:55 pm
It also isn't clear which government actors are on board with this and therefore how much ability the banks have to push back against these terms. [read post]
7 Mar 2011, 12:24 am
: A March 3, 2011 memo from the Haynes and Boone law firm entitled "SEC Enforcement: Spolighting Outside Directors" (here) takes a look at a recent SEC enforcement action that specifically targeted outside directors for their allegedly failure to fulfill their responsibilities as Board member at a company that engaged in fraudulent misconduct. [read post]
4 Mar 2011, 7:04 am
Petersburg Investments Co. and Tavrichesky Commercial Bank of St. [read post]
4 Mar 2011, 5:00 am
Banking, law, politics, and academia can provide interesting areas of expertise. [read post]
