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29 Jan 2017, 12:40 pm by Green, Schafle & Gibbs
The firm, through its registered representatives, failed to perform an adequate reasonable basis suitability analysis of non-traditional ETFs to understand the risks and features associated with non-traditional ETFs before offering them for sale to retail customers. [read post]
23 Mar 2017, 1:59 pm
Through the music of a narrative that would provide both food to the beast and put the monster to work for the preservation of the realms which it might otherwise have threatened. [read post]
22 Oct 2020, 2:04 pm by Kevin LaCroix
The hallmarks of such a program are: (1) management commitment; (2) risk assessment; (3) internal controls; (4) testing and auditing; and (5) training. [read post]
11 Jul 2018, 3:00 am by Biglaw Investor
According to the New York Department of Taxation and Finance, the cost to New Yorkers alone could be $14 billion. 5. [read post]
11 Jul 2018, 3:00 am by Biglaw Investor
According to the New York Department of Taxation and Finance, the cost to New Yorkers alone could be $14 billion. 5. [read post]
24 Nov 2022, 9:07 am by Russell Knight
[T]he following…is known as “non-marital property:” “property acquired before the marriage” 750 ILCS 5/503(a)(3) “property acquired by gift, legacy or descent or property acquired in exchange for such property” 750 ILCS 5/503(a)(1) The non-marital property MUST stay with the party in whose name that non-marital property remains. [read post]
7 Aug 2011, 4:23 pm by Frank Pasquale
The most recent "recovery" saw 88% of gains go to corporate profits, and about 1% go to wages. [read post]
27 Jul 2020, 9:38 am by Alka Bahal
Employment-based Preference Categories EB-1 Worldwide (including El Salvador, Guatemala and Honduras, Mexico Philippines and Vietnam) remains current in August and will continue to be so through the end of this fiscal year. [read post]
8 Aug 2024, 8:04 am by Alex Phipps
Considering (1), the court explained it was error under State v. [read post]
24 Jan 2022, 10:59 am by Michael Lowe
Criminal Defense: Wide Net of the AKS From the defense lawyer’s viewpoint, the AKS defines it as a felony if there is sufficient evidence of the following elements of the crime: (1) knowing and willful (2) payment or remuneration that (3) induces or rewards (4) patient referrals or the generation of business which (5) involve anything covered and payable by the federal government through a federal health care program. [read post]