Search for: "Securities Investor Protection Corporation"
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20 Apr 2022, 5:01 am
While the documentary did not explicitly name Ant Group, it was the only external corporate investor in one of the implicated companies, according to public records. [read post]
2 May 2019, 3:02 am
Most companies only discussed corporate responsibility in general terms rather than linking workforce issues with performance-related remuneration. [read post]
4 Sep 2019, 9:05 pm
The Securities and Exchange Commission publicizes high wage gaps in public companies. [read post]
7 Nov 2016, 2:47 pm
The definition of “financial product or service” excludes a financial product or service “regulated for the purpose of consumer or investor protection by any other state agency, state department or state public authority. [read post]
21 Jan 2020, 3:46 pm
Copyright's primary approach is to give creators monopolies over their works, in the hopes that they can use these as leverage in overmatched battles with corporate interests. [read post]
17 Nov 2022, 1:14 pm
The report cites a statement from the SEC Enforcement Division’s Director, Gurbir Grewal, as saying that the Enforcement Division is “working with a sense of urgency to protect investors, hold wrongdoers accountable, and deter future misconduct in our financial markets. [read post]
14 Feb 2014, 12:48 pm
We need laws enacted to spur economic growth, create and protect jobs, protect our privacy and security, and improve our educational systems. [read post]
24 May 2023, 9:17 am
Protecting the Organization with a Compliance Program The Alcoa example demonstrates the considerable threat the FCPA presents to international businesses. [read post]
22 Jun 2011, 10:03 am
Three or four decades ago, investors and regulators could rely on these professionals to provide a check on corporate risk-taking. [read post]
9 Jan 2012, 8:15 am
Look for this trend to continue in 2012, with offerings providing Canadian yield-seeking investors with exposure to other foreign-based asset classes, such as real estate. [read post]
13 May 2024, 9:05 pm
By then, the market may not have time to help save the bank or the industry, protect regulators’ reputation, and reduce direct losses to investors and indirect costs to the U.S. [read post]
11 May 2023, 9:05 pm
Given the sophistication of all parties, we do not believe that the law should mandate either mechanism as there is no ‘investor protection’ rationale for doing so. [read post]
21 Mar 2013, 4:49 am
This clear from the concern for providing protection for inventions that is expressed in the U.S. [read post]
3 Nov 2011, 9:16 am
Nevertheless, as discussed below, many routine corporate transactions are not counted in determining if a person is a large trader (e.g. [read post]
18 Dec 2019, 10:03 am
We will continue working with law enforcement partners to protect people depending on these taxpayer-funded government health programs. [read post]
5 Mar 2017, 7:26 pm
A cognizable portion of the restructuring market has shifted from bankruptcy court to out-of-court workouts by way of exchange offers made only to large institutional investors. [read post]
10 Feb 2011, 1:11 pm
The Ministry has been granting such permission in certain cases on the basis of certain conditions which are intended to protect the interests of investors. [read post]
22 Jun 2021, 12:56 pm
When in charge of a team, the fraud investigator will generally report to the department head, including corporate protection, audit, or enforcement. [read post]
26 Oct 2012, 11:52 am
He attended the University of Michigan where he received a B.A. in Corporate Communications and Public Relations. [read post]
2 Nov 2008, 6:39 pm
Or provisions mandating a shareholder advisory vote may be rolled into a larger omnibus securities reform bill. [read post]
