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13 Nov 2012, 11:54 am
i.andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp; Suitability The sale of unsuitable investments is actionable under Rule 10(b) of the Securities and Exchange Act ofandnbsp; 1934, SEC Rule 10b-5.andnbsp; This body of law is premised, in part, on the New York Stock Exchange Rule 405- andldquo;Know Your Customerandrdquo; rule, and is also set forth in FINRAandrsquo;s Conduct Rule IM-2310, which states that:andnbsp; andldquo;In recommending to a customer the… [read post]
7 Oct 2016, 2:40 pm
Stewart, John Edward Sexton Professor of Law and Director, Frank J. [read post]
4 Mar 2024, 12:47 pm
The text of the percuriam and the two opinions (Barrett, J., and Sotomayer, J.) follow. [read post]
6 Jun 2024, 3:00 am
Didn’t matter. [read post]
4 Nov 2020, 10:06 am
Chien, Professor of Law; and Jonathan Collins, Zachary J. [read post]
26 Mar 2013, 5:06 pm
Many have been misled by words like “punitive” and “fines” into thinking that such damages would be imposed as a matter of routine on publishers who make mistakes. [read post]
13 Dec 2019, 6:53 am
Deviations from these standards may be presumptive evidence of malpractice or malfeasance in civil and criminal litigation, in regulatory matters, and in other contexts. [read post]
26 Aug 2014, 10:13 am
Charles J. [read post]
5 Sep 2012, 11:03 am
Lastly, defendants also move for an order pursuant to 22 NYCRR § 202.17[j] relieving them from compliance with plaintiffs’ notice for physical examination. [read post]
12 Mar 2023, 11:47 am
This matters, in my view, because the grounds for a very strict and narrow construction are now less compelling. [read post]
28 Apr 2020, 1:08 am
B. [read post]
5 Sep 2012, 4:03 pm
Lastly, defendants also move for an order pursuant to 22 NYCRR § 202.17[j] relieving them from compliance with plaintiffs' notice for physical examination. [read post]
1 Jan 2024, 12:32 pm
Olówa Aiyere, Agiri Ilé-Ilógbón; Olúwa mi; amoimotán, A kò mo O tàn kose, A ba mo tàn kose, A bà mo tán ìbà se ke. [read post]
12 Jan 2012, 9:42 am
No. 194798/21722 (Panama); RUC # 2172202194798 (Panama) [SDNT] ESCALONA, Victor Julio, c/o C A V J CORPORATION LTDA., Bogota, Colombia; c/o C.A. [read post]
7 Feb 2007, 9:48 pm
Individualized issues that remain - no matter how extensive - are essentially ignored. [read post]
3 Nov 2009, 3:41 pm
In that case, Cohen J. found, at para. 73, "although I find that the defendant had a cell phone in his vehicle, I cannot conclude t [read post]
3 Jun 2018, 1:52 pm
I should perhaps also note that, unlike Michael J. [read post]
18 Jun 2012, 2:44 am
The judges are likely to say that this is a matter for Parliament? [read post]
5 Jun 2022, 6:45 am
Contribution hearings can be asked for whenever an Illinois family law matter is effectively finalized. [read post]
1 Jul 2013, 9:54 am
As a matter of principle, this ranking is to be used by the Hebrew University; all other Israeli law schools are free to follow it or not. [read post]
