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17 Sep 2010, 9:37 am
So what’s an accredited investor? [read post]
16 Sep 2010, 7:06 pm
LARACH and GREAT AMERICAN CORPORATION, Plaintiff, v. [read post]
14 Sep 2010, 10:56 am
So what’s an accredited investor? [read post]
13 Sep 2010, 8:40 pm
Basically, it’s someone who the government believes has enough wealth and sophistication to be able to protect themselves when purchasing securities, such that they don’t need the government’s help in regulating the issuer of the securities. [read post]
13 Sep 2010, 8:12 pm
Basically, it’s someone who the government believes has enough wealth and sophistication to be able to protect themselves when purchasing securities, such that they don’t need the government’s help in regulating the issuer of the securities. [read post]
11 Sep 2010, 9:26 pm
Section 3 provides that an ownership interest or an investment interest:[1] (a) may be through equity, debt or other means; but (b) shall not include ownership of investment securities, including shares or bonds, debentures, notes or other debt instruments, which were purchased on terms generally available to the public and which are in a corporation that is listed for trading on the New York stock… [read post]
9 Sep 2010, 7:54 am
(F) spent to protect William Clay Ford, Jr.). [read post]
8 Sep 2010, 1:29 pm
The Securities Investor Protection Corporation (SIPC) will hold its first-ever online forum at 8 p.m. [read post]
8 Sep 2010, 2:57 am
: For several years beginning in 2007, corporate and securities litigation was largely driven by lawsuits arising out of the subprime meltdown and the global credit crisis. [read post]
7 Sep 2010, 2:00 pm
However, as noted by the Court, such language is not only customary for rights plans, but is based on a known standard which sophisticated investors must navigate as a regular course of doing business due to provisions like Section 13(d) of the Securities Exchange Act of 1934, and Regulation 13D, which contains similar language. [read post]
7 Sep 2010, 9:00 am
[emphasis added] The main functioning role of the TSX then is to protect investors, and not those that might be affected by enterprises that those investors engage in. [read post]
3 Sep 2010, 12:38 pm
Securities and Exchange Commission voted 3-2 to approve a final proxy access rule on Aug. 25, various investors, academics, corporate advisers, and other governance observers have weighed on the merits of the new rule.The new Rule 14a-11 would require investor groups to own a 3 percent stake for at least three years to be eligible to nominate directors to appear on management proxy statements. [read post]
3 Sep 2010, 12:02 pm
The "accredited investor" definition in the Dodd-Frank Wall Street Reform and Consumer Protection Act that excludes the value of the primary residence from the $1 million net worth calculation was temporarily adopted by the Oregon Division of Finance and Corporate Securities from August 3, 2010 through January 30, 2011. [read post]
3 Sep 2010, 10:39 am
Whistleblower Protection. [read post]
3 Sep 2010, 8:50 am
This blog posting is an update to our blog posting entitled Legal Update: Dodd-Frank Redefines "Accredited Investor", in which we explained that Section 413(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act amended the definition of "accredited investor" under Rule 215 of the Securities Act of 1933 and Rule 501 of Regulation D to exclude the value of an investor's primary residence from the $1 million net worth… [read post]
3 Sep 2010, 7:04 am
Corporate filings don’t normally include this kind of you-are-there detail. [read post]
3 Sep 2010, 7:00 am
Because U.S. shareholders were routinely excluded from tender offers where the number of shares held by U.S. holders was not enough to be meaningful to the deal (most typically because a squeeze-out threshold could be achieved without the participation of the U.S. shareholders), the SEC recognized that the best way to get more offers open to U.S. shareholders would be to make compliance with U.S. rules easier (provided the SEC’s primary goal of investor protection was… [read post]
1 Sep 2010, 2:28 am
In addition to this, retail investors are provided investor friendly methods, procedures and safeguards for buying and selling securities and prevent fraud by overenthusiastic corporate brokers. [read post]
1 Sep 2010, 12:42 am
Corporate Debt, European Corporate Debt and European Mezzanine Lending, and U.S. [read post]
30 Aug 2010, 2:07 pm
In the 1990s, an era before structured settlement protection acts, ING, parent of then structured annuity issuer, Security Life of Denver, purchased structured settlement payment rights. [read post]
