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12 Dec 2010, 11:44 pm
Forward-looking statements, including statements regarding the Company’s intent to restate its prior financial statements, the estimated adjustments of the restated financials, the internal investigation by the audit committee of the Company’s board of directors and the expected timing of filing the restated financial reports, involve risks and uncertainties which may cause actual results to differ materially from those stated here. [read post]
12 Dec 2010, 10:31 pm
Regulators could make professional directors mandatory for banks. [read post]
9 Dec 2010, 10:13 am
When Justice Sotomayor noted that the misstatements alleged below had been made without the knowledge of the mutual fund’s board of directors, Perry affirmed, “our position is nobody had scienter, and every adjudicator to look at these facts – Judge Motz in the district court, the ALJ of the SEC, has found there was no scienter anywhere up and down the line. [read post]
8 Dec 2010, 3:59 pm
Next up, Tri-Met will borrow mid-nine figures from somebody like Bank of America in a backroom deal, on a five-year term that will require a refinancing in 2015 or so. [read post]
7 Dec 2010, 3:07 pm
The board of directors had no reason to believe that the fund manager was dissembling and was going to go out and seek hedge funds. [read post]
UK Parliamentary Committee Hears Testimony on Audit Concentration and Joint Audits from the Big Four
6 Dec 2010, 4:40 pm
Legislation could help by removing the ``only Big Four clause’’ from any banking agreements. [read post]
5 Dec 2010, 4:00 am
At Time Inc. she was the assistant to the Chairman of the Board. [read post]
3 Dec 2010, 9:15 am
This post discusses the ramifications of four resolutions filed by investors at companies whose directors sit on the Board of the Chamber that asks the companies to “review their policies and oversight of political expenditures, especially through trade associations. [read post]
3 Dec 2010, 8:22 am
Standing behind a bank of news cameras, Ted Olson and David Boies announced to the world that they were leading the trial team in Perry. [read post]
2 Dec 2010, 3:33 am
Each of the 12 Federal Reserve Banks, which are located throughout the country, “gathers anecdotal information on current economic conditions in its District through reports from Bank and Branch directors and interviews with key business contacts, economists, market experts, and other sources. [read post]
1 Dec 2010, 7:19 am
Donna Lee is one of the members of the board of directors for each corporation. [read post]
1 Dec 2010, 12:23 am
Our beat here at The D&O Diary is basically restricted the world of directors’ and officers’ liability. [read post]
30 Nov 2010, 10:35 pm
He served on the Arkansas Board of Higher Education. [read post]
30 Nov 2010, 8:01 am
“While many banks have strengthened their pay practices, there’s still a long way to go,” Ann Yerger, CII’s executive director, said in a press release. [read post]
29 Nov 2010, 5:30 am
For example, just one week before the forum, a Regional Director at the National Labor Relations Board filed a complaint against American Medical Response of Connecticut, Inc. for allegedly firing an employee for posting negative comments about her supervisor on her personal Facebook page. [read post]
28 Nov 2010, 1:38 am
Moreover the court held that the violation of a duty of a member of the board of directors is sufficient to establish a jurisdiction under Art. 6 No. 1 Lugano Convention/Art. 6 No. 1 Brussels I Regulation for a claim against the member of the board of directors when the plaintiff already filed a claim against the company of the director. [read post]
21 Nov 2010, 5:13 am
He believed his rights as a director continued even though his term on the board ended. [read post]
19 Nov 2010, 1:55 pm
The banks are right and doing all they can to help. [read post]
19 Nov 2010, 1:13 pm
Bodie, “Shareholder Democracy and the Curious Turn toward Board Primacy,” 51 Wm. [read post]
18 Nov 2010, 4:33 am
As I understand it, it's the biggest annual gathering of board members from across the financial services sectors, including banks, mutual funds, hedge funds, private equity firms, insurance companies, broker-dealers, REITs and related service providers in attendance. [read post]
