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5 Oct 2016, 7:15 am by Mary Jane Wilmoth
The NWC successfully obtained the first enforcement action against KBR Inc., for its past conduct of silencing potential whistleblowers by using confidentiality agreements that threatened to terminate employees for reporting wrongdoing to anyone outside of the company. [read post]
7 Jun 2018, 6:14 pm by admin
A company must also decide which online crowdfunding portal it will use. [read post]
27 Dec 2010, 5:21 am by Lawrence B. Ebert
Of Johnson:I work privately and academically in computer science and mathematics, systems and theory: as a researcher for the Institute of Mathematics and Computer Science of the Univ. of Latvia, mainly in distributed theory and machine intelligence; for a small business, Gradient Inc, in security and distributed systems; and for the bsd.lv open source projects. [read post]
21 Jul 2011, 11:47 am by Shannon Landreth
For instance, this reasoning may be used to challenge Food and Drug Administration required warnings on cigarette packaging, disclosures required with the sales of securities, or the FDA’s ban on the advertisement of drugs for off-label purposes, to name a few. [read post]
12 Apr 2016, 8:27 am by Adam Weinstein
  From June 2009 until July 2011, Prinzivalli was associated with First Midwest Securities, Inc. [read post]
23 Aug 2024, 2:12 pm by admin
Gregory Alan Corrie was reportedly registered with the following brokerage firm during his career in the securities industry, among others: 01/02/2020 – 03/17/2023 CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
10 Nov 2006, 10:44 pm
Derenne implies that insurance companies would actually take affirmative steps to bypass their own financial security to directly pay, the incremental money saved by using structured settlements, to state and federal regulators who can advance tort reform. [read post]
20 Mar 2016, 7:25 am by Adam Weinstein
 Moreover, FINRA found that Marshall used an unapproved personal e-mail account to communicate with firm customers about investing in BioChemics. [read post]
11 Jan 2011, 5:00 am by Jennifer S. Taub
This means that when calculating the NAV on Wednesday as of 4:00 p.m., “stale” prices will used for foreign securities, such as those on the Tokyo exchange. [read post]
3 Dec 2015, 7:45 am by Adam Weinstein
In December 2011, Wuhl voluntarily resigned from UBS Financial Services Inc. [read post]
13 Apr 2007, 12:48 am
iScrub v5.0, an enterprise-wide application for metadata removal and metadata management in law firms, uses sophisticated technologies to remove visible metadata and scrub the hidden or difficult to reach file elements. [read post]
4 May 2015, 7:13 am by Docket Navigator
Like hedging, encryption in its simplest form does not require the use of technology to communicate secure messages. [read post]
1 Sep 2011, 5:10 pm by INFORRM
IMS Health Inc (23 June 2011) in which the Court voted 6-3 to strike down Vermont’s Prescription Confidentiality Law, which had prohibited the use, sale or disclosure of prescriber histories in pharmaceutical marketing to physicians. [read post]