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10 Dec 2023, 9:01 pm
Business owners have 15 days to respond to FDA warning letters. [read post]
10 Dec 2023, 6:12 am
Cruise LLC is GM’s majority-owned segment responsible for developing autonomous vehicle (AV) technology. [read post]
7 Dec 2023, 8:54 pm
About the Author Recognized by her peers as a Martindale-Hubble “AV-Preeminent” (Top 1%) and “Top Rated Lawyer” with special recognition LexisNexis® Martindale-Hubbell® as “LEGAL LEADER Texas Top Rated Lawyer” in Health Care Law and Labor and Employment Law; as among the “Best Lawyers In Dallas” for her work in the fields of “Labor & Employment,” “Tax: ERISA & Employee Benefits,” “Health Care” and… [read post]
6 Dec 2023, 11:55 am
*This article was originally published when Acheson Hotels, LLC v. [read post]
6 Dec 2023, 6:41 am
” “The firm admitted it failed to behave in a way that maintains public trust and failed to carry out the business effectively and in accordance with proper governance and sound financial and risk management principles. [read post]
5 Dec 2023, 10:38 am
FINRA Bars Sean Pong after Allegations of Outside Business Activities According to public records, on June 7, 2023, FINRA, the self-regulator that oversees brokers and brokerage firms, has reportedly barred financial advisor Sean Pong (Syany Pong, CRD#: 2406530). [read post]
5 Dec 2023, 8:37 am
Trendily Furniture, LLC case. [read post]
4 Dec 2023, 10:55 am
Another example is Google’s $5 billion lawsuit for tracking users’ incognito sessions in Brown v Google LLC. [read post]
4 Dec 2023, 4:58 am
The plaintiff Flor worked for many years as a civil engineer with a New Jersey public sector engineering firm. [read post]
3 Dec 2023, 9:01 pm
Business owners have 15 days to respond to FDA warning letters. [read post]
1 Dec 2023, 12:29 pm
Company contact information provided to a Registered Agent is not available to the public. [read post]
1 Dec 2023, 10:00 am
The post New Compliance Requirement – Beneficial Ownership Interest Reporting appeared first on Rubric Legal LLC. [read post]
1 Dec 2023, 9:17 am
She cautioned that the SEC must not impede the freedom to build businesses and invest in others’ businesses. [read post]
30 Nov 2023, 9:05 pm
The court also found that pre-sales to accredited investors also violated the securities laws because they were part of an integrated offering with the non-compliant public sale. [read post]
30 Nov 2023, 2:02 pm
Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees. [read post]
30 Nov 2023, 7:38 am
The first four claimants were members of a family who had operated a property management/estate agency business, the fifth and sixth claimants. [read post]
30 Nov 2023, 3:15 am
Only two businesses operated in Delaware, one of which filed two cases. [read post]
29 Nov 2023, 9:01 pm
In addition, the SEC also filed its first actions against issuers of non-fungible tokens (“NFTs”) in August and September 2023; Impact Theory LLC and Stoner Cats 2 LLC both settled the Commission’s cases against them.[9] Finally, the press release did not discuss the outcome of the SEC’s litigated case against Ripple Labs, where the U.S. [read post]
29 Nov 2023, 2:23 pm
Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees. [read post]
29 Nov 2023, 8:59 am
Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees. [read post]
