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15 Nov 2023, 3:15 am by John Jenkins
  That also involved a buyback program, and the controls failure identified by the SEC in that proceeding related to compliance with the company’s insider trading program. [read post]
16 Apr 2014, 7:47 am
Section 69(1) of the Companies Act 2006 provides:“(1) A person (“the applicant”) may object to a company's registered name on the ground– (a) that it is the same as a name associated with the applicant in which he has goodwill, or (b) that it is sufficiently similar to such a name that its use in the United Kingdom would be likely to mislead by suggesting a connection between the company and the applicant. [read post]
16 Jan 2023, 11:47 pm by Penny Biram
The board may not take such a resolution unless the two requirements set out in section 45(3)(b) of the Act are met, namely that the company meets the solvency and liquidity test and the terms of the financial assistance are fair and reasonable to the company. [read post]
15 Jun 2012, 9:35 am by Sona Makker
Other B Labs companies include popular eye-glasses startup Warby Parker and venture-backed travel site, CouchSurfing . [read post]
1 May 2015, 11:50 am by Andrew Abramowitz
Under Regulation D, a Rule 506(b) offering permits no more than 35 non-accredited investors, and a Rule 506(c) offering (i.e., generally solicited) permits zero non-accredited investors. [read post]
29 Sep 2011, 9:22 pm by James Hamilton
The Act would expand the Sarbanes-Oxley 404(b) exemptions for small and mid-size companies with a market capitalization of less than $500 million. [read post]
30 Nov 2015, 11:35 am by Daily Record Staff
Worker’s compensation — Course of employment — Going and coming rule The question presented by this appeal is whether appellant, Lisa Bolognino, is entitled to receive workers’ compensation benefits for injuries she suffered, from a slip-and-fall, that occurred shortly after she left an off-site holiday party held by her employer, appellee, Lemek, LLC, d/b/a Panera ... [read post]
18 Nov 2008, 1:38 pm
By the way, collective trusts (often referred to in these 401(k) trusts) can’t serve as the “cash” holding account for the plan unless its “registered” as a “registered investment company. [read post]
Though both the client and I had assumed the client needed A, it turned out that it was actually in the 1% that actually would be much better off going with B. [read post]
23 Oct 2008, 11:13 pm
Here's what happens: Company A recruits an employee from Company B, or advertises for an open position, and an employee from Company B agrees to work for Company A. [read post]
23 May 2015, 6:42 am by Mark S. Humphreys
Grand Prairie insurance attorneys need to know what insurance company unfair settlement practices are and how to recognize them. [read post]
21 Jul 2013, 10:00 pm by Nietzer
Parker Drilling consented to the entry of a final judgment permanently enjoining it from violating Sections 30A, 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act. [read post]
29 Aug 2012, 5:18 am by Heidi Henson
(d/b/a WRS Compass), an environmental clean-up company, will pay $2.75 million and enter into a three-year nationwide consent decree to resolve a Title VII race discrimination case. [read post]
28 Mar 2022, 2:17 am by Alyson Poole (AU)
  Mr Syrowatka also submitted that the application was filed in his name as trustee for PLM because he did not want the Australian trade mark to be owned by the Indonesian company, and rather, it was intended to be assigned to an “as yet unincorporated Australian company, that would own and manage the Australian boutique hotel. [read post]
28 Mar 2022, 2:17 am by Alyson Poole (AU)
  Mr Syrowatka also submitted that the application was filed in his name as trustee for PLM because he did not want the Australian trade mark to be owned by the Indonesian company, and rather, it was intended to be assigned to an “as yet unincorporated Australian company, that would own and manage the Australian boutique hotel. [read post]
31 Aug 2007, 1:02 am
  Contributions to Section 403(b) plans are typically invested in fixed and variable annuities issued by insurance companies that provide periodic payments following retirement. [read post]